RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
E••• R••••
- L•• F•••••••• L•• BD affiliated currentsince Mar 20, 2026 · Dunedin, Fl
- T••••• A••••••• S•••••••• I••• BD affiliatedSep 9, 2016 to Mar 16, 2026 · St Petersburg, Fl
- S••••••• I••••••••• S•••••••• I••• formerJan 8, 2009 to Dec 31, 2016 · Land O Lakes, Fl
- T••••• A••••••• S•••••••• I••• to L•• F•••••••• L••left Mar 16, 2026, registered Mar 20, 2026 (4 days) · Affiliated broker-dealer or bank to another
- S••••••• I••••••••• S•••••••• I••• to T••••• A••••••• S•••••••• I•••left Dec 31, 2016, registered Sep 9, 2016 (-113 days) · corporate re-registration, not a move
- E••• R•••• left T••••• A••••••• S•••••••• I••• for L•• F•••••••• L•• (registered 2026-03-20)Mar 16, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 17derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address