RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R•••• A• C•••••••
- I••••••••• F•••••••• P••••••• BD affiliated currentsince Dec 13, 2024 · Conshohocken, Pa
- L•• F•••••••• L•• BD affiliatedApr 3, 2012 to Mar 10, 2014 · Plymouth Meeting, Pa
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseOct 14, 2010 to Aug 18, 2011 · Philadelphia, Pa
- L•• F•••••••• L•• to I••••••••• F•••••••• P•••••••left Mar 10, 2014, registered Dec 13, 2024 (3931 days) · Other
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to L•• F•••••••• L••left Aug 18, 2011, registered Apr 3, 2012 (229 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 17derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address