S••• P•••••• H•••••

• C••••• I••••••••• A••••••• L•• BD affiliated current
  since Mar 20, 2021 · East Amherst, Ny
• B• R•••• W••••• A•••••••• I••• BD affiliated
  Mar 10, 2014 to Apr 1, 2021 · Williamsville, Ny
• E••••• J•••• national BD
  Aug 4, 2009 to Jan 23, 2013 · St Louis, Mo

• B• R•••• W••••• A•••••••• I••• to C••••• I••••••••• A••••••• L••
  left Apr 1, 2021, registered Mar 20, 2021 (-12 days) · Affiliated broker-dealer or bank to another
• E••••• J•••• to B• R•••• W••••• A•••••••• I•••
  left Jan 23, 2013, registered Mar 10, 2014 (411 days) · Other

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

17derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address