RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
G•••••• B•••• H•••••••
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated currentsince Mar 31, 2023 · Bellingham, Wa
- U••• B•••••• I••••••••• I••• formerJan 26, 2010 to Apr 3, 2023 · Mount Vernon, Wa
- W•••• F•••• I••••••••• L•• unclassifiedDec 11, 2008 to Feb 1, 2010 · Portland, Or
- U••• B•••••• I••••••••• I••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Apr 3, 2023, registered Mar 31, 2023 (-3 days) · Affiliated broker-dealer or bank to another · moved with a team
- W•••• F•••• I••••••••• L•• to U••• B•••••• I••••••••• I•••left Feb 1, 2010, registered Jan 26, 2010 (-6 days) · Other
- G•••••• B•••• H••••••• left U••• B•••••• I••••••••• I••• for R•••••• J•••• F•••••••• S••••••• A•••••••• I•• (registered 2023-03-31)Apr 3, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 17derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address