RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- M••••• S•••••• wirehouse currentsince Feb 18, 2022 · Hunt Valley, Md
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseApr 8, 2014 to Feb 22, 2022 · Columbia, Md
- V•• A••••••• S••••••• formerJan 28, 2014 to Mar 14, 2014 · Owings Mills, Md
- K••••• F•••••••• G•••• unclassifiedMar 14, 2013 to Mar 17, 2014 · Owings Mills, Md
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to M••••• S••••••left Feb 22, 2022, registered Feb 18, 2022 (-4 days) · Wirehouse to wirehouse · moved with a team
- K••••• F•••••••• G•••• to V•• A••••••• S•••••••left Mar 17, 2014, registered Jan 28, 2014 (-48 days) · Other
- V•• A••••••• S••••••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Mar 14, 2014, registered Apr 8, 2014 (25 days) · Other
- A••••• M• H••••• left M•••••• L••••• P•••••• F••••• • S•••• I••••••••• for M••••• S•••••• (registered 2022-02-18)Feb 22, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address