RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
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- L•• F•••••••• L•• BD affiliated currentsince Feb 6, 2025 · Vernon Hills, Il
- A••••• F•••••••• A•••••••• L•• independent RIASep 23, 2015 to Dec 11, 2024 · Lincolnshire, Il
- E•••••••• A•••••••• L•• national BDApr 6, 2009 to Apr 30, 2015 · Deerfield, Il
- A••••• F•••••••• A•••••••• L•• to L•• F•••••••• L••left Dec 11, 2024, registered Feb 6, 2025 (57 days) · RIA to affiliated broker-dealer or bank
- E•••••••• A•••••••• L•• to A••••• F•••••••• A•••••••• L••left Apr 30, 2015, registered Sep 23, 2015 (146 days) · Other
- T••••• T•••• T••••• left A••••• F•••••••• A•••••••• L•• for L•• F•••••••• L•• (registered 2025-02-06)Dec 11, 2024 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 17derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address