RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
C•••• M••• M•••••
- K••••• T••••• M••••••••• L•• independent RIA currentsince Mar 5, 2026 · Vernal, Ut
- A••••• A••••••• independent RIA currentsince Jan 11, 2019 · Vernal, Ut
- A••••• A••••••• independent RIAFeb 27, 2014 to Dec 31, 2018 · Logan, Ut
- O••••••••• S••••••••• I••• BD affiliatedOct 12, 2009 to Feb 25, 2014 · Nampa, Id
- I••••••• S••••••••• I••• unclassifiedJul 13, 2009 to Oct 2, 2009 · Logan, Ut
- O••••••••• S••••••••• I••• to A••••• A•••••••left Feb 25, 2014, registered Feb 27, 2014 (2 days) · Other
- I••••••• S••••••••• I••• to O••••••••• S••••••••• I•••left Oct 2, 2009, registered Oct 12, 2009 (10 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 17derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address