J••• M• S•••••••••

• P•••••••• A•••••• S••••••• BD affiliated current
  since Aug 7, 2024 · Saint Paul, Mn
• W•••• F•••• A••••••• wirehouse
  Mar 14, 2013 to Apr 8, 2021 · Charlotte, Nc
• W•••• F•••• A••••••• wirehouse
  Jan 3, 2011 to Nov 10, 2011 · St. Louis, Mo
• W•••• F•••• I••••••••• L•• unclassified
  Jan 9, 2009 to Jan 3, 2011 · Saint Paul, Mn

• W•••• F•••• A••••••• to P•••••••• A•••••• S•••••••
  left Apr 8, 2021, registered Aug 7, 2024 (1217 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team
• W•••• F•••• I••••••••• L•• to W•••• F•••• A•••••••
  left Jan 3, 2011, registered Jan 3, 2011 (0 days) · corporate re-registration, not a move

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

17derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address