RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
L••••• G• H••••••
- L•• F•••••••• L•• BD affiliated currentsince Mar 21, 2022 · East Earl, Pa
- T••••• A••••••• S•••••••• I••• BD affiliatedFeb 17, 2021 to Mar 24, 2022 · Atlanta, Ga
- B••• S••••••••• L•• formerJan 2, 2018 to Feb 17, 2021 · New Holland, Pa
- B••• I••••••••• S•••••••• I••• formerNov 4, 2015 to Jan 2, 2018 · Terre Hill, Pa
- C••••• I••••••••• A••••••• L•• BD affiliatedJan 21, 2014 to Nov 3, 2015 · Terre Hill, Pa
- C••••• I••••••••• S••••••• L•• formerFeb 26, 2009 to Jan 21, 2014 · Terre Hill, Pa
- T••••• A••••••• S•••••••• I••• to L•• F•••••••• L••left Mar 24, 2022, registered Mar 21, 2022 (-3 days) · Affiliated broker-dealer or bank to independent RIA
- B••• S••••••••• L•• to T••••• A••••••• S•••••••• I•••left Feb 17, 2021, registered Feb 17, 2021 (0 days) · corporate re-registration, not a move
- B••• I••••••••• S•••••••• I••• to B••• S••••••••• L••left Jan 2, 2018, registered Jan 2, 2018 (0 days) · corporate re-registration, not a move
- C••••• I••••••••• A••••••• L•• to B••• I••••••••• S•••••••• I•••left Nov 3, 2015, registered Nov 4, 2015 (1 days) · Other · moved with a team
- C••••• I••••••••• S••••••• L•• to C••••• I••••••••• A••••••• L••left Jan 21, 2014, registered Jan 21, 2014 (0 days) · corporate re-registration, not a move
- L••••• G• H•••••• left T••••• A••••••• S•••••••• I••• for L•• F•••••••• L•• (registered 2022-03-21)Mar 24, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 17derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address