RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- L•• F•••••••• L•• BD affiliated currentsince May 8, 2026 · Portland, Or
- C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliatedDec 1, 2011 to May 27, 2026 · Bend, Or
- S••••••• F•••••••• S•••••••• I••• formerJan 20, 2009 to Nov 23, 2011 · Portland, Or
- C•• S••••••••• L•• formerJan 20, 2009 to Nov 23, 2011 · Portland, Or
- C•••••••• I••••••••• R••••••• A•••••••• I••• to L•• F•••••••• L••left May 27, 2026, registered May 8, 2026 (-19 days) · corporate re-registration, not a move
- S••••••• F•••••••• S•••••••• I••• to C•• S••••••••• L••left Nov 23, 2011, registered Jan 20, 2009 (-1037 days) · channel change inside one enterprise, not a move
- C•• S••••••••• L•• to C•••••••• I••••••••• R••••••• A•••••••• I•••left Nov 23, 2011, registered Dec 1, 2011 (8 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 17derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address