RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••••• J••• R•••••
- G••••• R••••••••• P••••••• L•• institutional currentsince Jan 24, 2019 · Carlsbad, Ca
- F••••••••• R••••••••• S•••••••• L•• formerMar 28, 2018 to Jan 23, 2019 · Haines, Ak
- L•• F•••••••• L•• BD affiliatedNov 30, 2010 to Oct 22, 2014 · Fort Mill, Sc
- N•• A•••••••• I••• unclassifiedMay 19, 2010 to Nov 30, 2010 · Capistrano Beach, Ca
- F••••••••• R••••••••• S•••••••• L•• to G••••• R••••••••• P••••••• L••left Jan 23, 2019, registered Jan 24, 2019 (1 days) · Other
- L•• F•••••••• L•• to F••••••••• R••••••••• S•••••••• L••left Oct 22, 2014, registered Mar 28, 2018 (1253 days) · Other
- N•• A•••••••• I••• to L•• F•••••••• L••left Nov 30, 2010, registered Nov 30, 2010 (0 days) · corporate re-registration, not a move
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Institutional managerderived
- Years in industry
- 16derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address