RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
B•••••• J•• B••••••
- G•• P•••••• W••••• state registered currentsince Mar 23, 2018 · Austin, Tx
- P•••••• P•••••••• P•••••••• L•• formerApr 29, 2013 to Apr 23, 2018 · Randolph, Nj
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseMay 14, 2010 to Apr 23, 2013 · Florham Park, Nj
- W•••• F•••• A••••••• wirehouseNov 24, 2008 to May 17, 2010 · Florham Park, Nj
- P•••••• P•••••••• P•••••••• L•• to G•• P•••••• W•••••left Apr 23, 2018, registered Mar 23, 2018 (-31 days) · RIA to a state-registered adviser
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to P•••••• P•••••••• P•••••••• L••left Apr 23, 2013, registered Apr 29, 2013 (6 days) · Other
- W•••• F•••• A••••••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left May 17, 2010, registered May 14, 2010 (-3 days) · Wirehouse to wirehouse
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 17derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address