RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••••• R••• K•••
- B••••••••• W••••• A•••••••• L•• no RAUM currentsince Jun 4, 2014 · Wheaton, Il
- O• I••••••••• M••••••••• C• BD affiliatedApr 20, 2012 to Jul 24, 2014 · Eastlake, Oh
- P•••• S••••••••• L•• no RAUMDec 24, 2008 to Apr 15, 2011 · Brunswick, Oh
- O• I••••••••• M••••••••• C• to B••••••••• W••••• A•••••••• L••left Jul 24, 2014, registered Jun 4, 2014 (-50 days) · Other
- P•••• S••••••••• L•• to O• I••••••••• M••••••••• C•left Apr 15, 2011, registered Apr 20, 2012 (371 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- No RAUM reportedderived
- Years in industry
- 17derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address