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Feed of 09/14/2026
Also filed as Jamie Gu
At current firm
8 y
since Aug 16, 2018
In the industry
17 y
since May 8, 2009 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- M••••• S•••••• wirehouse currentsince Aug 16, 2018 · Kirkland, Wa
- H••• S••••••••• •••• I••• BD affiliatedOct 2, 2013 to Jun 28, 2018 · Bellevue, Wa
- T••••••••• F•••••••• A•••••••• L•• BD affiliatedMay 7, 2012 to Sep 6, 2013 · Bellevue, Wa
- S••••••• I••••••••• I••• formerJan 26, 2010 to Mar 5, 2010 · Sterling Heights, Mi
Moves
a registration end followed by a registration begin elsewhere
- H••• S••••••••• •••• I••• to M••••• S••••••left Jun 28, 2018, registered Aug 16, 2018 (49 days) · Affiliated broker-dealer or bank to wirehouse
- T••••••••• F•••••••• A•••••••• L•• to H••• S••••••••• •••• I•••left Sep 6, 2013, registered Oct 2, 2013 (26 days) · Other
- S••••••• I••••••••• I••• to T••••••••• F•••••••• A•••••••• L••left Mar 5, 2010, registered May 7, 2012 (794 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 17derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address