DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
John J Kirwan
Feed of 09/15/2026
Also filed as John J Kirwin
At current firm
1 y
since Mar 6, 2025
In the industry
17 y
since Dec 31, 2008 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Cambridge Investment Research Advisors, Inc. BD affiliated currentsince Mar 6, 2025 · Naples, Fl
- Cuso Financial Services, L.P. formerFeb 18, 2015 to Mar 10, 2025 · Syracuse, Ny
- LPL Financial LLC BD affiliatedAug 2, 2010 to Feb 19, 2015 · Syracuse, Ny
- Morgan Stanley wirehouseJun 1, 2009 to Jul 26, 2010 · Syracuse, Ny
- Morgan Stanley & Co. LLC unclassifiedJan 1, 2009 to Jun 1, 2009 · Syracuse, Ny
Moves
a registration end followed by a registration begin elsewhere
- Cuso Financial Services, L.P. to Cambridge Investment Research Advisors, Inc.left Mar 10, 2025, registered Mar 6, 2025 (-4 days) · Affiliated broker-dealer or bank to another
- LPL Financial LLC to Cuso Financial Services, L.P.left Feb 19, 2015, registered Feb 18, 2015 (-1 days) · Other · moved with a team
- Morgan Stanley to LPL Financial LLCleft Jul 26, 2010, registered Aug 2, 2010 (7 days) · Other
- Morgan Stanley & Co. LLC to Morgan Stanleyleft Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
Signals
- John J Kirwan left Cuso Financial Services, L.P. for Cambridge Investment Research Advisors, Inc. (registered 2025-03-06)Mar 10, 2025 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 17derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address