RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••• A••• T••••••••
- L•• F•••••••• L•• BD affiliated currentsince Nov 1, 2021 · Howell, Mi
- V••• F•••••••• A•••••••• I••• BD affiliatedMay 29, 2012 to Nov 2, 2021 · Bloomfield Hills, Mi
- S••••••• I••••••••• I••• formerNov 15, 2010 to Jun 3, 2011 · Southfield, Mi
- V••• F•••••••• A•••••••• I••• to L•• F•••••••• L••left Nov 2, 2021, registered Nov 1, 2021 (-1 days) · Affiliated broker-dealer or bank to another · moved with a team
- S••••••• I••••••••• I••• to V••• F•••••••• A•••••••• I•••left Jun 3, 2011, registered May 29, 2012 (361 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 17derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address