RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
K•••• A• U••••
- R•••••• J•••• • A••••••••• I••• national BD currentsince Jun 1, 2026 · Rochester, Mi
- A••••••••• F•••••••• S•••••••• L•• national BDAug 21, 2023 to Jun 9, 2026 · Bloomfield Hills, Mi
- C••••••• S••••••••• formerMay 19, 2011 to Nov 6, 2023 · Bloomfield Hills, Mi
- M••••• S•••••• wirehouseJun 1, 2009 to May 20, 2011 · Birmingham, Mi
- M••••• S•••••• • C•• L•• unclassifiedJan 23, 2009 to Jun 1, 2009 · Birmingham, Mi
- A••••••••• F•••••••• S•••••••• L•• to R•••••• J•••• • A••••••••• I•••left Jun 9, 2026, registered Jun 1, 2026 (-8 days) · Affiliated broker-dealer or bank to another
- C••••••• S••••••••• to A••••••••• F•••••••• S•••••••• L••left Nov 6, 2023, registered Aug 21, 2023 (-77 days) · corporate re-registration, not a move
- M••••• S•••••• to C••••••• S•••••••••left May 20, 2011, registered May 19, 2011 (-1 days) · Other
- M••••• S•••••• • C•• L•• to M••••• S••••••left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
- K•••• A• U•••• left A••••••••• F•••••••• S•••••••• L•• for R•••••• J•••• • A••••••••• I••• (registered 2026-06-01)Jun 9, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 17derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address