RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
S••••• D• H••••••
- R•••• F•••••••• G••••• L•• independent RIA currentsince Mar 11, 2020 · Tigard, Or
- H•••• I•••••••• mixed wealthAug 26, 2016 to Mar 27, 2020 · Lake Oswego, Or
- G• A• R••••• • C•••••• BD affiliatedSep 10, 2010 to Aug 1, 2016 · Lake Oswego, Or
- N••• F•••••••• G••••• I••• formerSep 1, 2010 to Sep 23, 2010 · Houston, Tx
- C••••• A••••••• L•• formerOct 29, 2008 to Sep 14, 2009 · Salem, Or
- H•••• I•••••••• to R•••• F•••••••• G••••• L••left Mar 27, 2020, registered Mar 11, 2020 (-16 days) · RIA to RIA · moved with a team
- G• A• R••••• • C•••••• to H•••• I••••••••left Aug 1, 2016, registered Aug 26, 2016 (25 days) · Other
- N••• F•••••••• G••••• I••• to G• A• R••••• • C••••••left Sep 23, 2010, registered Sep 10, 2010 (-13 days) · Other
- C••••• A••••••• L•• to N••• F•••••••• G••••• I•••left Sep 14, 2009, registered Sep 1, 2010 (352 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 17derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address