DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

M••• A••••••••

C•••••••• G••••• M•••••• I•••BD affiliatedHenderson, Nv dual registrantIAPD 5604176

Feed of 09/15/2026

Also filed as Mahnaz A••••••••

At current firm

1 y

since Aug 27, 2025

In the industry

23 y

since Nov 1, 2002 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

C•••••••• G••••• M•••••• I••• BD affiliated current
since Aug 27, 2025 · Calabasas, Ca
U••• B•••••• I••••••••• I••• former
Feb 19, 2025 to Aug 25, 2025 · Upland, Ca
U••• B•••••• A•••••••• L•• BD affiliated
Aug 13, 2020 to May 12, 2023 · Thousand Oaks, Ca
W•••• F•••• A••••••• wirehouse
Jan 3, 2011 to Aug 13, 2020 · Westlake Village, Ca
W•••• F•••• I••••••••• L•• unclassified
Dec 15, 2008 to Jan 3, 2011 · Woodland Hills, Ca

Moves

a registration end followed by a registration begin elsewhere

U••• B•••••• I••••••••• I••• to C•••••••• G••••• M•••••• I•••
left Aug 25, 2025, registered Aug 27, 2025 (2 days) · Affiliated broker-dealer or bank to another
U••• B•••••• A•••••••• L•• to U••• B•••••• I••••••••• I•••
left May 12, 2023, registered Feb 19, 2025 (649 days) · Affiliated broker-dealer or bank to another
W•••• F•••• A••••••• to U••• B•••••• A•••••••• L••
left Aug 13, 2020, registered Aug 13, 2020 (0 days) · Wirehouse to affiliated broker-dealer or bank
W•••• F•••• I••••••••• L•• to W•••• F•••• A•••••••
left Jan 3, 2011, registered Jan 3, 2011 (0 days) · corporate re-registration, not a move

Signals

M••• A•••••••• left U••• B•••••• I••••••••• I••• for C•••••••• G••••• M•••••• I••• (registered 2025-08-27)
Aug 25, 2025 · Advisor changed firm · fact
M••• A•••••••• left U••• B•••••• A•••••••• L•• for U••• B•••••• I••••••••• I••• (registered 2025-02-19)
May 12, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 23derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address