DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

J•••• B•••••

S•••••••• A••••••• L••national BDGreer, Sc dual registrantIAPD 5608607

Feed of 09/14/2026

Also filed as J•••• B•••••

At current firm

1 y

since Aug 20, 2025

In the industry

17 y

since Jan 8, 2009 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

S•••••••• A••••••• L•• national BD current
since Aug 20, 2025 · Greenville, Sc
I•••••• A••••••• independent RIA
Jul 7, 2016 to Oct 14, 2024 · Montgomery, Al
L•• F•••••••• L•• BD affiliated
Oct 31, 2014 to Jul 7, 2016 · Montgomery, Al
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Sep 29, 2011 to Nov 1, 2014 · Montgomery, Al
M••••• K••••• • C••••••• L•• former
Jan 9, 2009 to Oct 3, 2011 · Montgomery, Al

Moves

a registration end followed by a registration begin elsewhere

I•••••• A••••••• to S•••••••• A••••••• L••
left Oct 14, 2024, registered Aug 20, 2025 (310 days) · RIA to affiliated broker-dealer or bank
L•• F•••••••• L•• to I•••••• A•••••••
left Jul 7, 2016, registered Jul 7, 2016 (0 days) · Other · moved with a team
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to L•• F•••••••• L••
left Nov 1, 2014, registered Oct 31, 2014 (-1 days) · Other
M••••• K••••• • C••••••• L•• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
left Oct 3, 2011, registered Sep 29, 2011 (-4 days) · Other

Signals

J•••• B••••• left I•••••• A••••••• for S•••••••• A••••••• L•• (registered 2025-08-20)
Oct 14, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: National broker-dealer RIAderived
Years in industry: 17derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address