RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
I••• R•••••• T•••••••••
- F••••••••• I••••••••• A••••••• L•• independent RIA currentsince Dec 18, 2025 · Phoenix, Az
- G••• W••• M• state registeredNov 23, 2021 to Jan 22, 2025 · Menifee, Ca
- P•••••• A••••••• I••• mixed wealthJan 2, 2019 to Dec 20, 2021 · Temecula, Ca
- C••••••••• S••••••••• L•• BD affiliatedJan 7, 2016 to Jan 2, 2019 · Murrieta, Ca
- P•••• S••••••••• L•• no RAUMFeb 3, 2012 to Jun 4, 2013 · San Diego, Ca
- G••• W••• M• to F••••••••• I••••••••• A••••••• L••left Jan 22, 2025, registered Dec 18, 2025 (330 days) · Other
- P•••••• A••••••• I••• to G••• W••• M•left Dec 20, 2021, registered Nov 23, 2021 (-27 days) · RIA to a state-registered adviser
- C••••••••• S••••••••• L•• to P•••••• A••••••• I•••left Jan 2, 2019, registered Jan 2, 2019 (0 days) · Affiliated broker-dealer or bank to independent RIA
- P•••• S••••••••• L•• to C••••••••• S••••••••• L••left Jun 4, 2013, registered Jan 7, 2016 (947 days) · Other
- I••• R•••••• T••••••••• left G••• W••• M• for F••••••••• I••••••••• A••••••• L•• (registered 2025-12-18)Jan 22, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 17derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address