DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Aaron J Rigdon
Certified Financial Planner
Feed of 09/14/2026
At current firm
5 y
since Feb 5, 2021
In the industry
17 y
since Jan 2, 2009 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Smith Moore & Co. BD affiliated currentsince Feb 5, 2021 · Columbia, Mo
- Cetera Investment Advisers LLC BD affiliatedJan 21, 2014 to Feb 5, 2021 · Columbia, Mo
- Cetera Investment Services LLC formerOct 27, 2009 to Jan 21, 2014 · Columbia, Mo
- Edward Jones national BDJan 8, 2009 to Aug 4, 2009 · Fulton, Mo
Moves
a registration end followed by a registration begin elsewhere
- Cetera Investment Advisers LLC to Smith Moore & Co.left Feb 5, 2021, registered Feb 5, 2021 (0 days) · Affiliated broker-dealer or bank to independent RIA · moved with a team
- Cetera Investment Services LLC to Cetera Investment Advisers LLCleft Jan 21, 2014, registered Jan 21, 2014 (0 days) · corporate re-registration, not a move
- Edward Jones to Cetera Investment Services LLCleft Aug 4, 2009, registered Oct 27, 2009 (84 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 17derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address