RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••••• J••• A•••••••
- F•••• P••••••• W•••••• L•• independent RIA currentsince Jul 1, 2025 · Scottsdale, Az
- C•••••••• M••••••••• G•••• formerJun 7, 2017 to Sep 23, 2025 · Bloomingdale, Il
- T• A••••••••• I••••••••• M••••••••• L•• formerAug 8, 2013 to Jun 1, 2017 · Schaumburg, Il
- T• A••••••••• I••• formerAug 8, 2013 to Jun 1, 2017 · Omaha, Ne
- C•••••••• M••••••••• G•••• to F•••• P••••••• W•••••• L••left Sep 23, 2025, registered Jul 1, 2025 (-84 days) · corporate re-registration, not a move
- T• A••••••••• I••••••••• M••••••••• L•• to C•••••••• M••••••••• G••••left Jun 1, 2017, registered Jun 7, 2017 (6 days) · Other
- T• A••••••••• I••• to T• A••••••••• I••••••••• M••••••••• L••left Jun 1, 2017, registered Aug 8, 2013 (-1393 days) · channel change inside one enterprise, not a move
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 17derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address