DFX Intelligence
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Registered advisor
R••••• V•••••••
Feed of 09/14/2026
Also filed as R•• V••••••••• V••••••••• V•••••••
At current firm
3 y
since May 30, 2023
In the industry
16 y
since Mar 8, 2010 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- C•••••• S••••• • C••• I••• national BD currentsince May 30, 2023 · Phoenix, Az
- T• R••• P•••• A••••••• S•••••••• I••• BD affiliatedAug 5, 2011 to Apr 17, 2013 · Colorado Springs, Co
Moves
a registration end followed by a registration begin elsewhere
- T• R••• P•••• A••••••• S•••••••• I••• to C•••••• S••••• • C••• I•••left Apr 17, 2013, registered May 30, 2023 (3695 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 16derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address