DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
James Nicholas Boese
Certified Financial Planner
Feed of 09/14/2026
Also filed as Jimmy Boese
At current firm
2 y
since Nov 28, 2023
In the industry
17 y
since Jan 14, 2009 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Mariner BD affiliated currentsince Nov 28, 2023 · Omaha, Ne
- Callahan Financial Planning formerJun 11, 2021 to Oct 16, 2023 · Lincoln, Ne
- Callahan Financial Planning Company formerAug 11, 2020 to Jun 9, 2021 · San Francisco, Ca
- Fbl Wealth Management, LLC BD affiliatedAug 16, 2019 to Jul 31, 2020 · West Des Moines, Ia
- Bancwest Investment Services, Inc. (Bwis) formerMar 22, 2016 to Aug 24, 2019 · Bellevue, Ne
Moves
a registration end followed by a registration begin elsewhere
- Callahan Financial Planning to Marinerleft Oct 16, 2023, registered Nov 28, 2023 (43 days) · RIA to affiliated broker-dealer or bank
- Callahan Financial Planning Company to Callahan Financial Planningleft Jun 9, 2021, registered Jun 11, 2021 (2 days) · channel change inside one enterprise, not a move
- Fbl Wealth Management, LLC to Callahan Financial Planning Companyleft Jul 31, 2020, registered Aug 11, 2020 (11 days) · Other
- Bancwest Investment Services, Inc. (Bwis) to Fbl Wealth Management, LLCleft Aug 24, 2019, registered Aug 16, 2019 (-8 days) · Other
Signals
- James Nicholas Boese left Callahan Financial Planning for Mariner (registered 2023-11-28)Oct 16, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 17derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address