DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
James Parnick Jennings
Feed of 09/14/2026
Also filed as Parnick Jennings
At current firm
0 y
since Mar 17, 2026
In the industry
29 y
since Jul 1, 1997 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Unity Financial Planning Group LLC state registered currentsince Mar 17, 2026 · Kennesaw, Ga
- Silver Oak Securities, Inc. BD affiliatedDec 3, 2014 to Apr 13, 2026 · Cartersville, Ga
- Resource Horizons Investment Advisory, Inc. formerJul 12, 2011 to Dec 31, 2014 · Cartersville, Ga
- Oneamerica Securities, Inc. BD affiliatedJun 7, 2011 to Jul 5, 2011 · Peachtree Corners, Ga
- Nfp Advisor Services, LLC formerJan 22, 2009 to Apr 25, 2011 · Atlanta, Ga
Moves
a registration end followed by a registration begin elsewhere
- Silver Oak Securities, Inc. to Unity Financial Planning Group LLCleft Apr 13, 2026, registered Mar 17, 2026 (-27 days) · Affiliated broker-dealer or bank to a state-registered adviser
- Resource Horizons Investment Advisory, Inc. to Silver Oak Securities, Inc.left Dec 31, 2014, registered Dec 3, 2014 (-28 days) · Other
- Oneamerica Securities, Inc. to Resource Horizons Investment Advisory, Inc.left Jul 5, 2011, registered Jul 12, 2011 (7 days) · Other
- Nfp Advisor Services, LLC to Oneamerica Securities, Inc.left Apr 25, 2011, registered Jun 7, 2011 (43 days) · Other
Signals
- James Parnick Jennings left Silver Oak Securities, Inc. for Unity Financial Planning Group Llc (registered 2026-03-17)Apr 13, 2026 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 29derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address