RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
A••••• M••••••• M••••
- F••••••• independent RIA currentsince Apr 11, 2025 · New York, Ny
- M••••• M•••• A•••••• unclassifiedMar 29, 2018 to Sep 8, 2021 · Kissimmee, Fl
- C•••••• S••••• • C••• I••• national BDJan 25, 2013 to Jan 5, 2018 · Miami, Fl
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseMar 4, 2009 to Dec 14, 2012 · Atlanta, Ga
- M••••• M•••• A•••••• to F•••••••left Sep 8, 2021, registered Apr 11, 2025 (1311 days) · Other
- C•••••• S••••• • C••• I••• to M••••• M•••• A••••••left Jan 5, 2018, registered Mar 29, 2018 (83 days) · Other
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to C•••••• S••••• • C••• I•••left Dec 14, 2012, registered Jan 25, 2013 (42 days) · Wirehouse to affiliated broker-dealer or bank
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 17derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address