DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

SEC-registered adviser

Fruitful

Independent wealth managerNew York, New YorkCRD 322603SEC 801-126497website IAPD

Legal name Fruitful Advisory, LLC

Latest filing Jul 1, 2026

First filing on the tape Aug 3, 2022 · 19 filings

SEC status approved since Sep 16, 2022

RAUM

$25.2M

reported, Item 5.F

Discretionary

100%

of RAUM

Private clients

100%

$25.2M individuals and HNW

Advisors

registered through the firm on IAPD

RAUM per advisor

$1.4M

derived; firm RAUM over IAPD count

Employees

17 advisory (5.B.1)

Offices

beyond the principal office

Private funds

reported on Schedule D

History

19 filings and snapshots on the tape

RAUM$25.2M as of Jul 1, 2026

Mar 29, 2024$1.4M then

HNW client RAUM$1.3M as of Jul 1, 2026

Mar 29, 2024$0 then

State-registered IARs (5.B.3)17 as of Jul 1, 2026

Feb 14, 20234 then

Employees (5.A)44 as of Jul 1, 2026

Feb 14, 202311 then

Private funds: no history

RAUM n/a over the last fiscal year

Practice profile

derived from the filing of Jul 1, 2026; every figure names its basis

Archetypes, each a printed rule

Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
Mass-affluent RIA · private-client share at least 50 percent, non-HNW individuals at least 60 percent of private-client RAUM
Planning-led practice · financial planning activity (5.G.1), at least 100 financial planning clients (5.H), and hourly, fixed or subscription compensation (5.E)

RAUM per advisor: $1.4MderivedRAUM over IAPD advisors; not a book size
Clients per advisor: 20derivedindividual and HNW clients (5.D) over advisors
Average HNW client: $1.3MderivedHNW RAUM over HNW clients
Average account: $40,654derivedRAUM over accounts (5.F.2.f)
Discretionary: 100%derivedof RAUM
Institutional: 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor: 2.4derivedItem 5.A over advisors
Advisors per office: 9.0derived2 offices incl. principal (1.F.5)
RAUM growth, one year: unknownderivedbetween the last two annual amendments
Advisor growth, one year: unknownderivedItem 5.B.3 between annual amendments
Client growth, one year: unknownderived
Compensation: subscriptionreportedItem 5.E
Advisory activities: financial planning, portfolio management for individualsreportedItem 5.G
Financial planning clients: 2,000reportedItem 5.H
Ownership: no PE, bank or public-company owner found on Schedule Aderived
Advisor book size: not public; not estimatedreported

Also answered yes on Form ADV

has discretionary authority over which securities are bought or sold (8.C.1)
receives research or other products from a broker-dealer, soft dollars (8.E)
marketing includes testimonials (5.L.1.c)

Where the RAUM sits

Form ADV Item 5.D, latest filing

Individuals$23.9M95%
High-net-worth individuals$1.3M5.3%

Individual clients: 350reported
HNW clients: 1reported
Pension plan clients: 0reported
Charitable clients: 0reported
Accounts: 620reported
Financial planning clients: 2,000reported
Wrap fee programs: noreported
Custody of client assets: noreported
Compensation: n/areported
Class basis: private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived

Advisors registered through the firm

17 on IAPD today, longest tenure first

Name	Branch	Here since	In industry	Prior firms
Rebecca Bradshaw PalmerCertified Financial Planner	Camarillo, Ca	Sep 16, 2022	11 y	3
Andrew R RotzCertified Financial Planner	Apex, Nc	Nov 3, 2022	12 y	1
Colin Barrett BishopCertified Financial Planner	Columbus, Oh	Jan 30, 2023	13 y	2
Raquel De'Ka TennantCertified Financial Planner	New York, Ny	Sep 26, 2023	11 y	1
Durriya Danielle PierceCertified Financial Planner	Greensboro, Nc	Sep 27, 2023	13 y	3
Brianna Shea SullivanCertified Financial Planner	New York, Ny	Jan 11, 2024	13 y	1
Andrea Joy EasterlingCertified Financial Planner	Portland, Or	Jan 16, 2024	10 y	5
Matthew Justin BeckerCertified Financial Planner	Gulf Breeze, Fl	Feb 29, 2024	12 y	1
Naima Nefertari Barnes BushCertified Financial Planner, Chartered Financial Consultant	New York, Ny	May 29, 2024	10 y	2
Waris Christopher RahemtullaCertified Financial Planner, Chartered Financial Consultant	New York, Ny	May 31, 2024	12 y	3
Allison Masoero HersheyCertified Financial Planner	New York, Ny	Oct 15, 2024	10 y	3
Naomi Jacquelyn ParhamCertified Financial Planner	New York, Ny	Nov 22, 2024	12 y	1
Angela Mahagoni MooreCertified Financial Planner	Orlando, Fl	Apr 11, 2025	17 y	3
Sanchi RanyalCertified Financial Planner	New York, Ny	May 19, 2025	14 y	1
Jack Earl ClemansCertified Financial Planner	New York, Ny	Sep 16, 2025	21 y	3
David Abraham AliceaCertified Financial Planner	New York, Ny	Apr 29, 2026	12 y	0
Amanda Marie EimersCertified Financial Planner	New York, Ny	May 14, 2026	15 y	3

Advisor movement

1 left, 2 joined in 12 months

net +1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 5.6% of current headcount3 left over 36 months

Left, latest

Aashka Desai Singh to Summit Financial, LLC
Nov 3, 2025 · RIA to affiliated broker-dealer or bank
Mckenna Leigh Wieser to Mercer Global Advisors Inc.
Apr 23, 2025 · RIA to RIA
Emiliano Rios Caban to Mercury Advisory, LLC
Oct 11, 2024 · Other
Hayden Emily Yogman to Edward Jones
Apr 5, 2023 · Other
Tracey J Breaux to Ernst & Young Investment Advisers Llp
Sep 20, 2022 · Other

Joined, latest

Amanda Marie Eimers from Town Capital
May 14, 2026 · RIA to RIA
Aashka Desai Singh from Cresset Asset Management, LLC
Sep 22, 2025 · RIA to RIA
Jack Earl Clemans from Clemans Financial
Sep 16, 2025 · Other
Sanchi Ranyal from Accretive Wealth Management, LLC
May 19, 2025 · RIA to RIA
Angela Mahagoni Moore from Modern Money Advisor
Apr 11, 2025 · Other
Naomi Jacquelyn Parham from Fidelity Personal And Workplace Advisors
Nov 22, 2024 · Affiliated broker-dealer or bank to independent RIA
Allison Masoero Hershey from Ellevest
Oct 15, 2024 · RIA to RIA
Waris Christopher Rahemtulla from Citizens Securities, Inc.
May 31, 2024 · Affiliated broker-dealer or bank to independent RIA
Naima Nefertari Barnes Bush from Ellevest
May 29, 2024 · RIA to RIA
Matthew Justin Becker from Mom And Dad Money
Feb 29, 2024 · Other
Andrea Joy Easterling from Pattern
Jan 16, 2024 · Other
Brianna Shea Sullivan from Merrill Lynch, Pierce, Fenner & Smith Incorporated
Jan 11, 2024 · Other
Mckenna Leigh Wieser from Charles Schwab & Co., Inc.
Dec 18, 2023 · Affiliated broker-dealer or bank to a newly registered adviser
Durriya Danielle Pierce from Albert Investments, LLC
Sep 27, 2023 · RIA to a newly registered adviser
Raquel De'Ka Tennant from 2050 Wealth Partners LLC
Sep 26, 2023 · Other

Every departure Every arrival

Private funds

No private fund reported.

Owners and control persons

Schedule A and B, latest filing

Sam Lewis · Presidentcontrol
since 03/2024 · owns less than 5%
Lilian Colpas · Chief Compliance Officer
since 06/2024 · owns less than 5%

Entity owners

Fruitful Inc · Owner
direct · owns 75% or more
Ecc Branch LLC · Owner
indirect · owns 50% to 75% of Fruitful Inc

Related persons

Schedule D 7.A

No related person reported.

Office movement

IAPD branch city; joins and departures in 12 months

Office	Advisors	Joined	Left	Teams out	Forming
New York, Ny · principal	18	3	1
Denver, Co	1	0	0

Offices

Schedule D 1.F, the 25 largest

No branch office listed.

What changed

consecutive filings, newest first

Accounts · 300 to 620
May 1, 2025 to Mar 20, 2026
Advisory employees · 15 to 17
May 1, 2025 to Mar 20, 2026
HNW clients · 0 to 1
May 1, 2025 to Mar 20, 2026
Individual clients · 189 to 350
May 1, 2025 to Mar 20, 2026
Employees · 40 to 44
May 1, 2025 to Mar 20, 2026
State-registered IARs · 15 to 17
May 1, 2025 to Mar 20, 2026
Other offices · 0 to 1
May 1, 2025 to Mar 20, 2026
Discretionary RAUM · $9.3M to $25.2M
May 1, 2025 to Mar 20, 2026
HNW RAUM · $0 to $1.3M
May 1, 2025 to Mar 20, 2026
Individual RAUM · $9.3M to $23.9M
May 1, 2025 to Mar 20, 2026
RAUM · $9.3M to $25.2M
May 1, 2025 to Mar 20, 2026
Accounts · 89 to 300
Jun 7, 2024 to May 1, 2025
Advisory employees · 10 to 15
Jun 7, 2024 to May 1, 2025
Individual clients · 49 to 189
Jun 7, 2024 to May 1, 2025
Employees · 29 to 40
Jun 7, 2024 to May 1, 2025
Insurance-licensed employees · 2 to 0
Jun 7, 2024 to May 1, 2025
Financial planning clients · 251-500 to More than 500
Jun 7, 2024 to May 1, 2025
State-registered IARs · 6 to 15
Jun 7, 2024 to May 1, 2025
Organization form · Corporation to Limited Liability Company
Jun 7, 2024 to May 1, 2025
Discretionary RAUM · $1.4M to $9.3M
Jun 7, 2024 to May 1, 2025
Individual RAUM · $1.4M to $9.3M
Jun 7, 2024 to May 1, 2025
RAUM · $1.4M to $9.3M
Jun 7, 2024 to May 1, 2025
Succession · false to true
Mar 29, 2024 to Apr 30, 2024
Legal name · FRUITFUL, INC. to FRUITFUL ADVISORY, LLC
Apr 30, 2024 to Apr 30, 2024
Succession · true to false
Apr 30, 2024 to Apr 30, 2024
Accounts · 0 to 89
Sep 21, 2023 to Mar 29, 2024
Advisory employees · 6 to 10
Sep 21, 2023 to Mar 29, 2024
Charity clients · unset to 0.0
Sep 21, 2023 to Mar 29, 2024
Corporate clients · unset to 0.0
Sep 21, 2023 to Mar 29, 2024
HNW clients · unset to 0.0
Sep 21, 2023 to Mar 29, 2024
Individual clients · 0 to 49
Sep 21, 2023 to Mar 29, 2024
Pension plan clients · unset to 0.0
Sep 21, 2023 to Mar 29, 2024
Pooled vehicle clients · unset to 0.0
Sep 21, 2023 to Mar 29, 2024
Employees · 15 to 29
Sep 21, 2023 to Mar 29, 2024
Financial planning clients · 0 to 251-500
Sep 21, 2023 to Mar 29, 2024
State-registered IARs · 5 to 6
Sep 21, 2023 to Mar 29, 2024
Discretionary RAUM · $0 to $1.4M
Sep 21, 2023 to Mar 29, 2024
HNW RAUM · unset to 0.0
Sep 21, 2023 to Mar 29, 2024
Individual RAUM · $0 to $1.4M
Sep 21, 2023 to Mar 29, 2024
Pension RAUM · unset to 0.0
Sep 21, 2023 to Mar 29, 2024

Signals

14 dated events

Aashka Desai Singh left Fruitful for Summit Financial, Llc (registered 2026-02-12)
Nov 3, 2025 · Advisor changed firm · fact
Mckenna Leigh Wieser left Fruitful for Mercer Global Advisors Inc. (registered 2025-04-17)
Apr 23, 2025 · Advisor changed firm · fact
Emiliano Rios Caban left Fruitful for Mercury Advisory, Llc (registered 2024-06-07)
Oct 11, 2024 · Advisor changed firm · fact
Emiliano Rios Caban (Chief Compliance Officer) no longer on Schedule A of Fruitful (listed 2024-05-31, absent 2024-06-07)
Jun 7, 2024 · Control person left · inference
Fruitful reported succeeding to the business of Another Adviser (Form ADV Item 4)
Apr 30, 2024 · Succession (Item 4) · fact
Sam Lewis (President) appeared on Schedule A of Fruitful
Mar 29, 2024 · Control person joined · fact
Thomas Lemmo (President) no longer on Schedule A of Fruitful (listed 2023-09-21, absent 2024-03-29)
Mar 29, 2024 · Control person left · inference
Emiliano Rios Caban (Chief Compliance Officer) appeared on Schedule A of Fruitful
Jun 22, 2023 · Control person joined · fact
Hayden Emily Yogman left Fruitful for Edward Jones (registered 2023-03-13)
Apr 5, 2023 · Advisor changed firm · fact
J Tracey Breaux (Chief Compliance Officer) no longer on Schedule A of Fruitful (listed 2023-01-30, absent 2023-02-14)
Feb 14, 2023 · Control person left · inference
Holly Joshua Mcmanus (Chief Executive Officer) no longer on Schedule A of Fruitful (listed 2023-01-30, absent 2023-02-14)
Feb 14, 2023 · Control person left · inference
Thomas Lemmo (Chief Compliance Officer) appeared on Schedule A of Fruitful
Feb 14, 2023 · Control person joined · fact
Tracey J Breaux left Fruitful for Ernst & Young Investment Advisers Llp (registered 2022-09-22)
Sep 20, 2022 · Advisor changed firm · fact
Fruitful filed its initial SEC registration (Form ADV)
Aug 3, 2022 · First SEC registration · fact

Across DFX

shared identifiers only, never a name match

No identifier-backed link to the venture, private equity, family office or sponsor graphs.

How to reach

public business contact points only, each with its source

Business email: hello@fruitful.comreportedpublished by the firm, firm site, Sep 16, 2026
Business email: support@fruitful.comreportedpublished by the firm, firm site, Sep 16, 2026
Firm profile: linkedin.com/company/fruitful-coreportedpublic record, Form ADV, Sep 17, 2026
Website: fruitful.comreportedpublic record, Form ADV, Sep 17, 2026
Principal office phone: 833-784-8050reportedpublic record, Form ADV, Jul 1, 2026

Provenance

Form ADV: SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors: IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class: Independent wealth managerderiveda rule over Items 5.D and 7.A
RAUM per advisor: $1.4Mderivedfirm RAUM over the IAPD count; not a book size
Loaded: Sep 14, 2026