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Registered advisor
C••••••••• J••••• C••••
Feed of 09/14/2026
Also filed as Christopher J Crock
At current firm
8 y
since Feb 6, 2018
In the industry
16 y
since Oct 26, 2009 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse currentsince Feb 6, 2018 · Atlanta, Ga
- P•• W••••• M••••••••• BD affiliatedMar 5, 2015 to Dec 6, 2016 · Alpharetta, Ga
- L•• F•••••••• L•• BD affiliatedDec 8, 2011 to Feb 26, 2015 · Atlanta, Ga
- N••••••••• M••••• I••••••••• S••••••••• no RAUMDec 15, 2009 to Nov 8, 2011 · Peachtree Cor, Ga
Moves
a registration end followed by a registration begin elsewhere
- P•• W••••• M••••••••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Dec 6, 2016, registered Feb 6, 2018 (427 days) · Other
- L•• F•••••••• L•• to P•• W••••• M•••••••••left Feb 26, 2015, registered Mar 5, 2015 (7 days) · Other
- N••••••••• M••••• I••••••••• S••••••••• to L•• F•••••••• L••left Nov 8, 2011, registered Dec 8, 2011 (30 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 16derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address