J•••• P•••••• W••••••

N•••••• A•••••••BD affiliatedSioux Falls, Sd dual registrantIAPD 5620848

Feed of 09/14/2026

Also filed as J•••• P•••••• W••••••••• P•••••• P•••••• W••••••

At current firm

1 y

since Feb 12, 2025

In the industry

16 y

since Nov 13, 2009 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

N•••••• A••••••• BD affiliated current
since Feb 12, 2025 · Sioux Falls, Sd
U•• F•••••••• S••••••• I••• wirehouse
Nov 14, 2013 to Feb 11, 2025 · Sioux Falls, Sd
E•••••••• A•••••••• L•• national BD
Jun 6, 2011 to Nov 13, 2013 · Sioux Falls, Sd

Moves

a registration end followed by a registration begin elsewhere

U•• F•••••••• S••••••• I••• to N•••••• A•••••••
left Feb 11, 2025, registered Feb 12, 2025 (1 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team
E•••••••• A•••••••• L•• to U•• F•••••••• S••••••• I•••
left Nov 13, 2013, registered Nov 14, 2013 (1 days) · Affiliated broker-dealer or bank to wirehouse

Signals

••• Locked
Feb 11, 2025 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 16derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address