RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
A••• M• G•••••••
- M•••••• W••••• M••••••••• independent RIA currentsince Apr 25, 2017 · Newton, Ma
- M•••••••• • C•••••• I••• independent RIANov 24, 2015 to Apr 3, 2017 · Boston, Ma
- B••••••••• P••••••• independent RIAFeb 23, 2010 to Dec 13, 2010 · Waltham, Ma
- B••••••••• F••• • C• I•• unclassifiedDec 1, 2008 to Feb 23, 2010 · Waltham, Ma
- M•••••••• • C•••••• I••• to M•••••• W••••• M•••••••••left Apr 3, 2017, registered Apr 25, 2017 (22 days) · Other
- B••••••••• P••••••• to M•••••••• • C•••••• I•••left Dec 13, 2010, registered Nov 24, 2015 (1807 days) · Other
- B••••••••• F••• • C• I•• to B••••••••• P•••••••left Feb 23, 2010, registered Feb 23, 2010 (0 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 17derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address