DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Kevin E Rust
Feed of 09/14/2026
At current firm
2 y
since Jan 19, 2024
In the industry
17 y
since Dec 5, 2008 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Osaic Wealth, Inc. BD affiliated currentsince Jan 19, 2024 · Appleton, Wi
- Woodbury Financial Services, Inc. formerDec 15, 2017 to Jan 19, 2024 · Appleton, Wi
- Sii Investments, Inc. formerMar 5, 2014 to Dec 15, 2017 · Appleton, Wi
- First Allied Advisory Services, Inc. formerApr 29, 2010 to Mar 20, 2014 · Green Bay, Wi
- Hermening Financial Group LLC formerApr 23, 2009 to Mar 10, 2014 · Wausau, Wi
Moves
a registration end followed by a registration begin elsewhere
- Woodbury Financial Services, Inc. to Osaic Wealth, Inc.left Jan 19, 2024, registered Jan 19, 2024 (0 days) · corporate re-registration, not a move
- Sii Investments, Inc. to Woodbury Financial Services, Inc.left Dec 15, 2017, registered Dec 15, 2017 (0 days) · Affiliated broker-dealer or bank to another · moved with a team
- First Allied Advisory Services, Inc. to Sii Investments, Inc.left Mar 20, 2014, registered Mar 5, 2014 (-15 days) · Other
- Hermening Financial Group LLC to First Allied Advisory Services, Inc.left Mar 10, 2014, registered Apr 29, 2010 (-1411 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 17derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address