RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
E••••• D••• A•••••••
- L•• A••••••• I••• independent RIA currentsince Apr 15, 2024 · Muskegon, Mi
- W•••••• • R••• formerDec 2, 2015 to Nov 20, 2017 · Grand Rapids, Mi
- V•••••• A•••• M••••••••• G•••• independent RIAJul 12, 2012 to Dec 4, 2015 · Grand Rapids, Mi
- N•• E•••••• S••••••••• C••••••••• formerOct 18, 2011 to Jul 6, 2012 · Grand Rapids, Mi
- S••••••• I••••••••• I••• formerMar 16, 2009 to Aug 5, 2011 · Grand Rapids, Mi
- W•••••• • R••• to L•• A••••••• I•••left Nov 20, 2017, registered Apr 15, 2024 (2338 days) · Other
- V•••••• A•••• M••••••••• G•••• to W•••••• • R•••left Dec 4, 2015, registered Dec 2, 2015 (-2 days) · Other
- N•• E•••••• S••••••••• C••••••••• to V•••••• A•••• M••••••••• G••••left Jul 6, 2012, registered Jul 12, 2012 (6 days) · Other
- S••••••• I••••••••• I••• to N•• E•••••• S••••••••• C•••••••••left Aug 5, 2011, registered Oct 18, 2011 (74 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 17derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address