DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
L•• A••••••• I•••
Latest filing May 1, 2026
First filing on the tape Jan 14, 2019 · 23 filings
SEC status approved since Feb 15, 2019
RAUM
$23.7M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$23.7M individuals and HNW
Advisors
4
registered through the firm on IAPD
RAUM per advisor
$5.9M
derived; firm RAUM over IAPD count
Employees
4
4 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
0
reported on Schedule D
History
23 filings and snapshots on the tape
RAUM$23.7M as of May 1, 2026
Mar 23, 2021$0 then
HNW client RAUM$2.4M as of Oct 27, 2025
Apr 24, 2025$2.4M then
State-registered IARs (5.B.3)4 as of May 1, 2026
Feb 1, 20192 then
Employees (5.A)4 as of May 1, 2026
Feb 1, 20192 then
Private funds: no history
RAUM +51% over the last fiscal year+193% a year over threeIARs 3 to 4
Practice profile
derived from the filing of May 1, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $5.9MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $132,382derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 1.3derived3 offices incl. principal (1.F.5)
- RAUM growth, one year
- +51%derivedbetween the last two annual amendments
- Advisor growth, one year
- +33%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, otherreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, selection of other advisersreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Individuals$23.7M100%
- Individual clients
- 179reported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 179reported
- Financial planning clients
- 251-500reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
4 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| M•••••• J• M••••• | Muskegon, Mi | Feb 19, 2019 | 16 y | 1 |
| R•••• E•••••• Y•••• | Muskegon, Mi | Jan 19, 2024 | 14 y | 1 |
| E••••• D••• A••••••• | Norton Shores, Mi | Apr 15, 2024 | 17 y | 4 |
| M•••••• S•• W•••• | Muskegon, Mi | Oct 17, 2025 | 17 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- L••• H••••• to C•• A•••• M••••••••• I•••Jul 27, 2021 · Other
Joined, latest
- E••••• D••• A••••••• from W•••••• • R•••Apr 15, 2024 · Other
- R•••• E•••••• Y•••• from P•••••••• A•••••••Jan 19, 2024 · Affiliated broker-dealer or bank to independent RIA
- L••• H••••• from W•••••• • R•••Jul 6, 2021 · Other
- M•••••• J• M••••• from I•••••••• A•••••••• L••Feb 19, 2019 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- M•••••• M••••••• J• · Chief Compliance Officer/Managing Membercontrolsince 10/2013 · owns 75% or more
Related persons
Schedule D 7.A
- T•••• G••••••••• D•••••••••real estaten
- W•••••••• W••••••• W•••••• • B••••••• L••n
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Muskegon, Mi · principal | 4 | 1 | 0 | ||
| Holland, Mi | 2 | 0 | 0 | ||
| Norton Shores, Mi | 2 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Muskegon, MI2 employees
- Holland, MI2 employees
- Birmingham, AL1 employees
- Brentwood, TN1 employees
- Cedar Rapids, IA1 employees
- Columbus, OH1 employees
- Dallas, TX1 employees
- Holland, MI1 employees
- Indianapolis, IN1 employees
- Kansas City, MO1 employees
- Kentwood, MI1 employees
- Lakewood, CO1 employees
- Louisville, KY1 employees
- Omaha, NE1 employees
- Shreveport, LA1 employees
- Albuquerque, NM1 employees
- St. Paul, MN1 employees
- Appleton, WI1 employees
What changed
consecutive filings, newest first
- Accounts · 96 to 179Oct 27, 2025 to Mar 24, 2026
- Advisory employees · 3 to 4Oct 27, 2025 to Mar 24, 2026
- Individual clients · 95 to 179Oct 27, 2025 to Mar 24, 2026
- Employees · 3 to 4Oct 27, 2025 to Mar 24, 2026
- Financial planning clients · More than 500 to 251-500Oct 27, 2025 to Mar 24, 2026
- State-registered IARs · 3 to 4Oct 27, 2025 to Mar 24, 2026
- Discretionary RAUM · $15.7M to $23.7MOct 27, 2025 to Mar 24, 2026
- HNW RAUM · 2422203.0 to unsetOct 27, 2025 to Mar 24, 2026
- Individual RAUM · $13.2M to $23.7MOct 27, 2025 to Mar 24, 2026
- RAUM · $15.7M to $23.7MOct 27, 2025 to Mar 24, 2026
- Financial planning clients · More than 500 to More than 500Apr 24, 2025 to Jul 1, 2025
- Accounts · 34 to 96Sep 17, 2024 to Apr 24, 2025
- Individual clients · 34 to 95Sep 17, 2024 to Apr 24, 2025
- Other offices · 18 to 2Sep 17, 2024 to Apr 24, 2025
- Discretionary RAUM · $2.4M to $15.7MSep 17, 2024 to Apr 24, 2025
- HNW RAUM · unset to 2422203.0Sep 17, 2024 to Apr 24, 2025
- Individual RAUM · $2.4M to $13.2MSep 17, 2024 to Apr 24, 2025
- RAUM · $2.4M to $15.7MSep 17, 2024 to Apr 24, 2025
- Accounts · 9 to 34Mar 22, 2023 to Mar 21, 2024
- Advisory employees · 2 to 3Mar 22, 2023 to Mar 21, 2024
- Individual clients · 9 to 34Mar 22, 2023 to Mar 21, 2024
- Employees · 2 to 3Mar 22, 2023 to Mar 21, 2024
- State-registered IARs · 2 to 3Mar 22, 2023 to Mar 21, 2024
- Discretionary RAUM · $945,405 to $2.4MMar 22, 2023 to Mar 21, 2024
- Individual RAUM · $945,405 to $2.4MMar 22, 2023 to Mar 21, 2024
- RAUM · $945,405 to $2.4MMar 22, 2023 to Mar 21, 2024
- Accounts · 8 to 9Mar 16, 2022 to Mar 22, 2023
- Individual clients · 5 to 9Mar 16, 2022 to Mar 22, 2023
- Financial planning clients · 251-500 to More than 500Mar 16, 2022 to Mar 22, 2023
- HQ city · KENTWOOD to MUSKEGONMar 16, 2022 to Mar 22, 2023
- Other offices · 16 to 18Mar 16, 2022 to Mar 22, 2023
- Discretionary RAUM · $1.3M to $945,405Mar 16, 2022 to Mar 22, 2023
- Individual RAUM · $1.3M to $945,405Mar 16, 2022 to Mar 22, 2023
- RAUM · $1.3M to $945,405Mar 16, 2022 to Mar 22, 2023
- Accounts · 0 to 8Jul 14, 2021 to Mar 16, 2022
- Individual clients · unset to 5.0Jul 14, 2021 to Mar 16, 2022
- Discretionary RAUM · $0 to $1.3MJul 14, 2021 to Mar 16, 2022
- Individual RAUM · unset to 1307181.0Jul 14, 2021 to Mar 16, 2022
- RAUM · $0 to $1.3MJul 14, 2021 to Mar 16, 2022
- Accounts · unset to 0.0Jun 30, 2020 to Mar 23, 2021
Signals
2 dated events
- L•• A••••••• I••• reported 2 offices beyond its principal office, down from 18 (2024-09-17 to 2025-04-24)Apr 24, 2025 · Office count change · derived
- L•• A••••••• I••• filed its initial SEC registration (Form ADV)Jan 14, 2019 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/legacy-financial-network-of-grand-rapidreportedpublic record, Form ADV, Sep 18, 2026
- Website
- theincomenerds.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 616-589-4004reportedpublic record, Form ADV, May 1, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $5.9Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026