DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Adam Keith Harrop
Feed of 09/14/2026
At current firm
5 y
since Oct 7, 2020
In the industry
17 y
since Dec 10, 2008 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S66, S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- First Heartland Consultants, Inc. BD affiliated currentsince Oct 7, 2020 · Denver, Co
- 3 Peaks Financial state registeredFeb 10, 2020 to Nov 3, 2020 · Ammon, Id
- First Heartland Consultants, Inc. BD affiliatedAug 19, 2019 to Jan 13, 2020 · Rexburg, Id
- Centaurus Financial, Inc. BD affiliatedJan 12, 2009 to Sep 14, 2009 · Highlands Ranch, Co
Moves
a registration end followed by a registration begin elsewhere
- 3 Peaks Financial to First Heartland Consultants, Inc.left Nov 3, 2020, registered Oct 7, 2020 (-27 days) · Other
- First Heartland Consultants, Inc. to 3 Peaks Financialleft Jan 13, 2020, registered Feb 10, 2020 (28 days) · Affiliated broker-dealer or bank to a state-registered adviser
- Centaurus Financial, Inc. to First Heartland Consultants, Inc.left Sep 14, 2009, registered Aug 19, 2019 (3626 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 17derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address