R••••• A•••• R••••••

• L•• E••••••••• L•• BD affiliated current
  since Feb 7, 2025 · New York, Ny
• A••••• A•• P••••••• S••••••• BD affiliated
  Feb 18, 2022 to Nov 6, 2023 · New York, Ny
• A••••• A•• P••••••• S••••••• BD affiliated
  Mar 5, 2018 to Nov 13, 2020 · New York, Ny
• M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
  Sep 23, 2011 to Nov 9, 2015 · White Plains, Ny

• A••••• A•• P••••••• S••••••• to L•• E••••••••• L••
  left Nov 6, 2023, registered Feb 7, 2025 (459 days) · Affiliated broker-dealer or bank to a newly registered adviser
• M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to A••••• A•• P••••••• S•••••••
  left Nov 9, 2015, registered Mar 5, 2018 (847 days) · Other

• ••• Locked
  Nov 6, 2023 · Advisor changed firm · fact

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

17derivedfrom the earliest dated exam, employment or registration

Not published

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