RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
P•••• J• K•••••
- B••••• B••••• W••••• P•••••••• L•• independent RIA currentsince Dec 15, 2025 · Lower Gwynedd, Pa
- A••• F•••••••• A•••••••• I•• formerMay 20, 2025 to Dec 15, 2025 · Yardley, Pa
- V••••••• A•••••••• I••• BD affiliatedMay 14, 2020 to May 12, 2025 · Malvern, Pa
- A••• F•••••••• A•••••••• I•• to B••••• B••••• W••••• P•••••••• L••left Dec 15, 2025, registered Dec 15, 2025 (0 days) · RIA to RIA
- V••••••• A•••••••• I••• to A••• F•••••••• A•••••••• I••left May 12, 2025, registered May 20, 2025 (8 days) · Affiliated broker-dealer or bank to independent RIA
- P•••• J• K••••• left A••• F•••••••• A•••••••• I•• for B••••• B••••• W••••• P•••••••• L•• (registered 2025-12-15)Dec 15, 2025 · Advisor changed firm · fact
- P•••• J• K••••• left V••••••• A•••••••• I••• for A••• F•••••••• A•••••••• I•• (registered 2025-05-20)May 12, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address