RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
E•••••• A•••••• D••• F••••
- I••••••• A••••••• S•••••••• L•• mixed wealth currentsince Oct 31, 2024 · Santiago
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseJan 23, 2013 to Oct 18, 2024 · Miami, Fl
- C••••• S••••• S••••••••• •••• L•• formerJun 19, 2009 to Feb 12, 2013 · Miami, Fl
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to I••••••• A••••••• S•••••••• L••left Oct 18, 2024, registered Oct 31, 2024 (13 days) · Wirehouse to affiliated broker-dealer or bank
- C••••• S••••• S••••••••• •••• L•• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Feb 12, 2013, registered Jan 23, 2013 (-20 days) · Other
- E•••••• A•••••• D••• F•••• left M•••••• L••••• P•••••• F••••• • S•••• I••••••••• for I••••••• A••••••• S•••••••• L•• (registered 2024-10-31)Oct 18, 2024 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wealth manager with institutional or fund businessderived
- Years in industry
- 17derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address