DFX Intelligence
RIA Intelligence
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Registered advisor
B•••• A••••• Y••••••
Feed of 09/14/2026
At current firm
4 y
since Nov 22, 2021
In the industry
12 y
since Mar 1, 2014 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- R••• S••••••••• W••••• M••••••••• P••• state registered currentsince Nov 22, 2021 · Robstown, Tx
- M••••• O• O•••• I••••••• S•••••••• I••• independent RIAMar 27, 2018 to Aug 23, 2021 · Corpus Christi, Tx
Moves
a registration end followed by a registration begin elsewhere
- M••••• O• O•••• I••••••• S•••••••• I••• to R••• S••••••••• W••••• M••••••••• P•••left Aug 23, 2021, registered Nov 22, 2021 (91 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address