DFX Intelligence
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Registered advisor
A••• J• S••••••
Certified Financial Planner
Feed of 09/14/2026
Also filed as A••• J•••••• S••••••••• S••••••
At current firm
4 y
since Dec 3, 2021
In the industry
16 y
since Jul 15, 2010 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Professional profileWhat is shown hereOnly business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.
what the firm itself publishes, with the page it was read from
- Professional profile
- ••• Lockedreportedadviserinfo.sec.govForm ADV Item 1.I, Sep 14, 2026
Registration history
IAPD current and previous registrations
- S•• V••••• W•••••• L•• former currentsince Dec 3, 2021 · Columbus, Oh
- C••••••••• F•••••••• N•••••• national BDFeb 21, 2014 to Jan 12, 2022 · Columbus, Oh
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseJul 16, 2010 to May 3, 2012 · Columbus, Oh
Moves
a registration end followed by a registration begin elsewhere
- C••••••••• F•••••••• N•••••• to S•• V••••• W•••••• L••left Jan 12, 2022, registered Dec 3, 2021 (-40 days) · Affiliated broker-dealer or bank to a newly registered adviser
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to C••••••••• F•••••••• N••••••left May 3, 2012, registered Feb 21, 2014 (659 days) · Wirehouse to affiliated broker-dealer or bank
Signals
- ••• LockedJan 12, 2022 · Advisor changed firm · fact
Transition signalsWhat these will draw onThe observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves.Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Former SEC-registered adviserderived
- Years in industry
- 16derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address