RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D•••• D•• P•••
- T•• A•••••••• I••• BD affiliated currentsince Aug 21, 2025 · Elkhorn, Ne
- E•••••••• A•••••••• L•• national BDSep 7, 2017 to Aug 20, 2025 · Elkhorn, Ne
- N••••••••• M••••• I••••••••• S••••••••• no RAUMJul 14, 2014 to Aug 23, 2017 · Ann Arbor, Mi
- E•••••••• A•••••••• L•• to T•• A•••••••• I•••left Aug 20, 2025, registered Aug 21, 2025 (1 days) · Affiliated broker-dealer or bank to another
- N••••••••• M••••• I••••••••• S••••••••• to E•••••••• A•••••••• L••left Aug 23, 2017, registered Sep 7, 2017 (15 days) · Other
- D•••• D•• P••• left E•••••••• A•••••••• L•• for T•• A•••••••• I••• (registered 2025-08-21)Aug 20, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 17derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address