A••••• C••••••••• P•••••

• P•• W••••• M••••••••• BD affiliated current
  since Feb 1, 2012 · Rochester Hills, Mi
• M•• I•••••••• S•••••••• L•• BD affiliated
  May 4, 2011 to Dec 7, 2011 · Farmington Hills, Mi
• E•••••••• A•••••••• L•• national BD
  Mar 19, 2010 to Feb 22, 2011 · Troy, Mi

• M•• I•••••••• S•••••••• L•• to P•• W••••• M•••••••••
  left Dec 7, 2011, registered Feb 1, 2012 (56 days) · Other
• E•••••••• A•••••••• L•• to M•• I•••••••• S•••••••• L••
  left Feb 22, 2011, registered May 4, 2011 (71 days) · Other

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

17derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address