DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Michael Sean Spangler
Certified Financial Planner
Feed of 09/15/2026
Also filed as Mike Spangler
At current firm
0 y
since Jan 26, 2026
In the industry
16 y
since May 24, 2010 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
2
dated events on this person
Registration history
IAPD current and previous registrations
- Sequoia Financial Group, L.L.C. independent RIA currentsince Jan 26, 2026 · Akron, Oh
- Kohmann Bosshard Financial Services, LLC. independent RIAMay 13, 2025 to Dec 16, 2025 · Akron, Oh
- Sequoia Financial Group, L.L.C. independent RIAFeb 4, 2022 to Jun 6, 2025 · Akron, Oh
- U.S. Bancorp Investments, Inc. formerDec 13, 2013 to Nov 26, 2021 · Fairlawn, Oh
Moves
a registration end followed by a registration begin elsewhere
- Kohmann Bosshard Financial Services, LLC. to Sequoia Financial Group, L.L.C.left Dec 16, 2025, registered Jan 26, 2026 (41 days) · RIA to RIA
- Sequoia Financial Group, L.L.C. to Kohmann Bosshard Financial Services, LLC.left Jun 6, 2025, registered May 13, 2025 (-24 days) · RIA to RIA
- U.S. Bancorp Investments, Inc. to Sequoia Financial Group, L.L.C.left Nov 26, 2021, registered Feb 4, 2022 (70 days) · Affiliated broker-dealer or bank to independent RIA
Signals
- Michael Sean Spangler left Kohmann Bosshard Financial Services, Llc. for Sequoia Financial Group, L.L.C. (registered 2026-01-26)Dec 16, 2025 · Advisor changed firm · fact
- Michael Sean Spangler left Sequoia Financial Group, L.L.C. for Kohmann Bosshard Financial Services, Llc. (registered 2025-05-13)Jun 6, 2025 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 16derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address