DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
K•••••• B••••••• F•••••••• S•••••••• L•••
Latest filing Mar 23, 2026
First filing on the tape Mar 30, 2012 · 35 filings
SEC status approved since Apr 7, 2014
RAUM
$1.1B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
90%
$1.0B individuals and HNW
Advisors
3
registered through the firm on IAPD
RAUM per advisor
$375M
derived; firm RAUM over IAPD count
Employees
9
6 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
35 filings and snapshots on the tape
RAUM$1.1B as of Mar 23, 2026
Mar 30, 2012$61.7M then
HNW client RAUM$893M as of Mar 23, 2026
Jan 15, 2018$103M then
State-registered IARs (5.B.3)3 as of Mar 23, 2026
Mar 30, 20120 then
Employees (5.A)9 as of Mar 23, 2026
Mar 19, 20153 then
Private funds: no history
RAUM +23% over the last fiscal year+28% a year over threeIARs 2 to 3
Practice profile
derived from the filing of Mar 23, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $375MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 158derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $4.1MderivedHNW RAUM over HNW clients
- Average account
- $647,841derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 7.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 3.0derivedItem 5.A over advisors
- Advisors per office
- 3.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +23%derivedbetween the last two annual amendments
- Advisor growth, one year
- +50%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +0.6%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, selection of other advisers, otherreportedItem 5.G
- Custody
- $651M, 423 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$893M79%
- Individuals$113M10%
- Charitable organizations$76.9M6.8%
- Corporations and businesses$39.2M3.5%
- Pension and profit-sharing plans$1.6M0.1%
- Individual clients
- 256reported
- HNW clients
- 219reported
- Pension plan clients
- 1reported
- Charitable clients
- 15reported
- Accounts
- 1,735reported
- Financial planning clients
- 251-500reported
- Wrap fee programs
- noreported
- Custody of client assets
- $651M for 423 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.9 fund_share=0.0 institutional_share=0.07 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
3 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| D••• D•••••• K•••••• | Akron, Oh | Jul 20, 2015 | 27 y | 1 |
| C•••••• K•••••• | Akron, Oh | Jan 23, 2026 | 10 y | 0 |
| A•••••••• C••• H•••••• | Akron, Oh | Feb 3, 2026 | 10 y | 0 |
Advisor movement
1 left, 0 joined in 12 months
net -1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 33% of current headcount1 left over 36 months
Left, latest
- M•••••• S••• S••••••• to S•••••• F•••••••• G••••• L•••••Dec 16, 2025 · RIA to RIA
- G•••••• A• M•••••••• to V•••••• A•••••••• I•••Feb 28, 2022 · RIA to affiliated broker-dealer or bank
- A•••••••• B•••• D••• to A•••••• W••••• M•••••••••Sep 10, 2021 · RIA to a state-registered adviser
- T•••• D•••• D•••••• to V•••••• A•••••••• I•••Jul 6, 2015 · Other
Joined, latest
- M•••••• S••• S••••••• from S•••••• F•••••••• G••••• L•••••May 13, 2025 · RIA to RIA
- A•••••••• B•••• D••• from A•••••• W••••• M•••••••••Apr 21, 2020 · Other
- G•••••• A• M•••••••• from F••••••••• A•••••••• I•••Sep 20, 2018 · Other
- D••• D•••••• K•••••• from V•••••• A•••••••• I•••Jul 20, 2015 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- K••••••• D•••• D•••••• · President/Membercontrolsince 11/2015 · owns 75% or more
- H••••••• A••••••••• C••• · Chief Financial Officersince 10/2025 · owns less than 5%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Akron, Oh · principal | 3 | 2 | 1 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- control person changedChange between filings · filing Mar 23, 2026K••••••• D•••• D•••••• (CHIEF COMPLIANCE OFFICER) left Schedule A between the filings of 2015-07-06 and 2026-03-23peers: independent wealth managers, $1B to $5B (1,362)
What changed
consecutive filings, newest first
- Accounts · 1,396 to 1,735Nov 4, 2025 to Mar 23, 2026
- Advisory employees · 4 to 6Nov 4, 2025 to Mar 23, 2026
- Charity clients · 11 to 15Nov 4, 2025 to Mar 23, 2026
- HNW clients · 201 to 219Nov 4, 2025 to Mar 23, 2026
- Individual clients · 271 to 256Nov 4, 2025 to Mar 23, 2026
- Pension plan clients · 4 to 1Nov 4, 2025 to Mar 23, 2026
- Assets in custody · $347M to $651MNov 4, 2025 to Mar 23, 2026
- State-registered IARs · 2 to 3Nov 4, 2025 to Mar 23, 2026
- Discretionary RAUM · $904M to $1.1BNov 4, 2025 to Mar 23, 2026
- HNW RAUM · $719M to $893MNov 4, 2025 to Mar 23, 2026
- Individual RAUM · $107M to $113MNov 4, 2025 to Mar 23, 2026
- Non-discretionary RAUM · $6.2M to $152,297Nov 4, 2025 to Mar 23, 2026
- Pension RAUM · $3.9M to $1.6MNov 4, 2025 to Mar 23, 2026
- RAUM · $911M to $1.1BNov 4, 2025 to Mar 23, 2026
- Accounts · 1,019 to 1,396Mar 26, 2024 to Mar 26, 2025
- Advisory employees · 3 to 4Mar 26, 2024 to Mar 26, 2025
- Charity clients · 9 to 11Mar 26, 2024 to Mar 26, 2025
- Corporate clients · 21 to 19Mar 26, 2024 to Mar 26, 2025
- HNW clients · 161 to 201Mar 26, 2024 to Mar 26, 2025
- Individual clients · 211 to 271Mar 26, 2024 to Mar 26, 2025
- Pension plan clients · unset to 4.0Mar 26, 2024 to Mar 26, 2025
- Assets in custody · $539M to $347MMar 26, 2024 to Mar 26, 2025
- Employees · 4 to 9Mar 26, 2024 to Mar 26, 2025
- Financial planning clients · 251-500 to 251-500Mar 26, 2024 to Mar 26, 2025
- State-registered IARs · 1 to 2Mar 26, 2024 to Mar 26, 2025
- Discretionary RAUM · $749M to $904MMar 26, 2024 to Mar 26, 2025
- HNW RAUM · $581M to $719MMar 26, 2024 to Mar 26, 2025
- Individual RAUM · $82.3M to $107MMar 26, 2024 to Mar 26, 2025
- Non-discretionary RAUM · $0 to $6.2MMar 26, 2024 to Mar 26, 2025
- Pension RAUM · $1.3M to $3.9MMar 26, 2024 to Mar 26, 2025
- RAUM · $749M to $911MMar 26, 2024 to Mar 26, 2025
- Accounts · 881 to 1,019Mar 27, 2023 to Mar 26, 2024
- Charity clients · 14 to 9Mar 27, 2023 to Mar 26, 2024
- Corporate clients · 8 to 21Mar 27, 2023 to Mar 26, 2024
- HNW clients · 149 to 161Mar 27, 2023 to Mar 26, 2024
- Individual clients · 214 to 211Mar 27, 2023 to Mar 26, 2024
- Assets in custody · $383M to $539MMar 27, 2023 to Mar 26, 2024
- Employees · 5 to 4Mar 27, 2023 to Mar 26, 2024
- Financial planning clients · 101-250 to 251-500Mar 27, 2023 to Mar 26, 2024
- Discretionary RAUM · $536M to $749MMar 27, 2023 to Mar 26, 2024
Signals
6 dated events
- M•••••• S••• S••••••• left K•••••• B••••••• F•••••••• S•••••••• L••• for S•••••• F•••••••• G••••• L••••• (registered 2026-01-26)Dec 16, 2025 · Advisor changed firm · fact
- K•••••• B••••••• F•••••••• S•••••••• L••• reported RAUM $748.8M, up 40% from $536.5M (2023-03-27 to 2024-03-26)Mar 26, 2024 · RAUM change · derived
- K•••••• B••••••• F•••••••• S•••••••• L••• reported RAUM $540.3M, up 47% from $366.5M (2021-06-16 to 2022-03-22)Mar 22, 2022 · RAUM change · derived
- G•••••• A• M•••••••• left K•••••• B••••••• F•••••••• S•••••••• L••• for V•••••• A•••••••• I••• (registered 2022-06-07)Feb 28, 2022 · Advisor changed firm · fact
- K•••••• B••••••• F•••••••• S•••••••• L••• reported RAUM $366.5M, up 55% from $236.9M (2020-06-16 to 2021-03-01)Mar 1, 2021 · RAUM change · derived
- B••••••• I••••••••• M••••••••• C••• L•• filed its initial SEC registration (Form ADV)Mar 28, 2014 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 330-666-6886reportedpublished by the firm, firm site, Sep 16, 2026
- Firm profile
- linkedin.com/company/kohmann-bosshard/aboutreportedpublic record, Form ADV, Sep 18, 2026
- Website
- H•••••••••reportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 330-666-6886reportedpublic record, Form ADV, Mar 23, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $375Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026