DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Former SEC-registered adviser
Pegasus Partners
Legal name Pegasus Partners Ltd.
Latest filing Mar 29, 2024
First filing on the tape Feb 23, 2015 · 28 filings
SEC status approved since Mar 3, 2015
RAUM
$3.1B
reported, Item 5.F
Discretionary
80%
of RAUM
Private clients
87%
$2.7B individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
22
10 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
28 filings and snapshots on the tape
RAUM$3.1B as of Mar 26, 2024
Feb 18, 2016$1.1B then
HNW client RAUM$2.6B as of Mar 26, 2024
Mar 29, 2018$1.3B then
State-registered IARs (5.B.3)9 as of Mar 26, 2024
Feb 18, 20167 then
Employees (5.A)22 as of Mar 26, 2024
Feb 18, 201611 then
Private funds: no history
RAUM +26% over the last fiscal year+15% a year over threeIARs 11 to 9
Practice profile
derived from the filing of Mar 29, 2024; every figure names its basis
- RAUM per advisor
- $343MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 64derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $6.5MderivedHNW RAUM over HNW clients
- Average account
- $926,707derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 80%derivedof RAUM
- Institutional
- 3.5%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.4derivedItem 5.A over advisors
- Advisors per office
- 9.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +26%derivedbetween the last two annual amendments
- Advisor growth, one year
- -18%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +7.9%derived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, selection of other advisersreportedItem 5.G
- Financial planning clients
- 500reportedItem 5.H
- Custody
- $150M, 85 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$2.6B86%
- Corporations and businesses$280M9.1%
- Charitable organizations$102M3.3%
- Individuals$53.2M1.7%
- Pension and profit-sharing plans$6.1M0.2%
- Individual clients
- 171reported
- HNW clients
- 405reported
- Pension plan clients
- 1reported
- Charitable clients
- 11reported
- Accounts
- 3,329reported
- Financial planning clients
- 500reported
- Wrap fee programs
- noreported
- Custody of client assets
- $150M for 85 clientsreported
- Compensation
- % of AUMreported
- Class basis
- absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
- Todd Matthew Krieg to LidoJan 31, 2025 · RIA to RIA
- Matthew D'Attilio to LidoJan 31, 2025 · RIA to RIA
- Nils Johan Dillon to LidoJan 31, 2025 · RIA to RIA
- Brooke Emily Napiwocki to LidoJan 31, 2025 · RIA to RIA
- Patrick M Savage to LidoJan 31, 2025 · RIA to RIA
- John Thomas Kennedy to LidoJan 31, 2025 · RIA to RIA
- Brian Joseph Leadley to LidoJan 31, 2025 · RIA to RIA
- Alexander Ryan Mathews to LidoJan 31, 2025 · RIA to RIA
- Katherine Ann Wohlt to LidoJan 2, 2024 · RIA to RIA
- Kayla Suzanne Schneider to LidoJan 2, 2024 · RIA to RIA
- James Jonathan Hayes to Constellation Wealth AdvisorsAug 13, 2021 · RIA to RIA
Joined, latest
- Nils Johan Dillon from Heck Capital Advisors, LLCJul 10, 2023 · RIA to RIA
- Brooke Emily Napiwocki from J. W. Cole Advisors, Inc.Feb 2, 2022 · RIA to RIA
- Katherine Ann Wohlt from Reinhart Partners, LLCMar 25, 2015 · Other
- Todd Matthew Krieg from Reinhart Partners, LLCMar 23, 2015 · Other
- Matthew D'Attilio from Reinhart Partners, LLCMar 23, 2015 · Other
- James Jonathan Hayes from Reinhart Partners, LLCMar 23, 2015 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Edward Eric Conner · Chief Compliance Officercontrolsince 11/2019 · owns less than 5%
- Matthew D'Attilio · President, Secretary, Treasurercontrolsince 01/2016 · owns less than 5%
- Matthew Todd Krieg · Chief Executive Officercontrolsince 04/2015 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Mequon, Wi · principal | 0 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 2,983 to 3,329Mar 27, 2023 to Mar 26, 2024
- Advisory employees · 12 to 10Mar 27, 2023 to Mar 26, 2024
- Charity clients · 10 to 11Mar 27, 2023 to Mar 26, 2024
- Corporate clients · 7 to 11Mar 27, 2023 to Mar 26, 2024
- HNW clients · 353 to 405Mar 27, 2023 to Mar 26, 2024
- Individual clients · 181 to 171Mar 27, 2023 to Mar 26, 2024
- Pension plan clients · 5 to 1Mar 27, 2023 to Mar 26, 2024
- Assets in custody · $91.5M to $150MMar 27, 2023 to Mar 26, 2024
- Employees · 21 to 22Mar 27, 2023 to Mar 26, 2024
- Financial planning clients · 0 to More than 500Mar 27, 2023 to Mar 26, 2024
- State-registered IARs · 11 to 9Mar 27, 2023 to Mar 26, 2024
- Discretionary RAUM · $1.9B to $2.5BMar 27, 2023 to Mar 26, 2024
- HNW RAUM · $2.2B to $2.6BMar 27, 2023 to Mar 26, 2024
- Individual RAUM · $75.0M to $53.2MMar 27, 2023 to Mar 26, 2024
- Non-discretionary RAUM · $531M to $632MMar 27, 2023 to Mar 26, 2024
- Pension RAUM · $5.6M to $6.1MMar 27, 2023 to Mar 26, 2024
- RAUM · $2.5B to $3.1BMar 27, 2023 to Mar 26, 2024
- Accounts · 2,586 to 2,983Apr 5, 2022 to Mar 27, 2023
- Corporate clients · 5 to 7Apr 5, 2022 to Mar 27, 2023
- HNW clients · 300 to 353Apr 5, 2022 to Mar 27, 2023
- Individual clients · 152 to 181Apr 5, 2022 to Mar 27, 2023
- Pension plan clients · 2 to 5Apr 5, 2022 to Mar 27, 2023
- Assets in custody · $97.8M to $91.5MApr 5, 2022 to Mar 27, 2023
- Employees · 20 to 21Apr 5, 2022 to Mar 27, 2023
- Discretionary RAUM · $1.9B to $1.9BApr 5, 2022 to Mar 27, 2023
- HNW RAUM · $2.1B to $2.2BApr 5, 2022 to Mar 27, 2023
- Individual RAUM · $61.5M to $75.0MApr 5, 2022 to Mar 27, 2023
- Non-discretionary RAUM · $399M to $531MApr 5, 2022 to Mar 27, 2023
- Pension RAUM · $10.0M to $5.6MApr 5, 2022 to Mar 27, 2023
- RAUM · $2.3B to $2.5BApr 5, 2022 to Mar 27, 2023
- Accounts · 2,447 to 2,586Sep 23, 2021 to Mar 22, 2022
- Advisory employees · 11 to 12Sep 23, 2021 to Mar 22, 2022
- Charity clients · 11 to 10Sep 23, 2021 to Mar 22, 2022
- HNW clients · 281 to 300Sep 23, 2021 to Mar 22, 2022
- Individual clients · 143 to 152Sep 23, 2021 to Mar 22, 2022
- Assets in custody · $367M to $97.8MSep 23, 2021 to Mar 22, 2022
- Employees · 18 to 20Sep 23, 2021 to Mar 22, 2022
- Financial planning clients · 1-10 to 0Sep 23, 2021 to Mar 22, 2022
- State-registered IARs · 10 to 11Sep 23, 2021 to Mar 22, 2022
- Discretionary RAUM · $1.7B to $1.9BSep 23, 2021 to Mar 22, 2022
Signals
20 dated events
- Pegasus Partners no longer on the SEC adviser roster (last listed 2025-01-02, RAUM $3.1B)Feb 3, 2025 · Left the SEC roster · derived
- Brooke Emily Napiwocki left Pegasus Partners for Lido (registered 2024-12-03)Jan 31, 2025 · Advisor changed firm · fact
- Matthew D'Attilio left Pegasus Partners for Lido (registered 2024-12-03)Jan 31, 2025 · Advisor changed firm · fact
- Brian Joseph Leadley left Pegasus Partners for Lido (registered 2024-12-03)Jan 31, 2025 · Advisor changed firm · fact
- Nils Johan Dillon left Pegasus Partners for Lido (registered 2024-12-03)Jan 31, 2025 · Advisor changed firm · fact
- Patrick M Savage left Pegasus Partners for Lido (registered 2024-12-03)Jan 31, 2025 · Advisor changed firm · fact
- Pegasus Partners's advisors moved to Lido (Mequon, WI): 8 of 8 registered, on the same dayJan 31, 2025 · Firm absorbed (people side) · derived
- John Thomas Kennedy left Pegasus Partners for Lido (registered 2024-12-02)Jan 31, 2025 · Advisor changed firm · fact
- Todd Matthew Krieg left Pegasus Partners for Lido (registered 2024-12-02)Jan 31, 2025 · Advisor changed firm · fact
- Alexander Ryan Mathews left Pegasus Partners for Lido (registered 2024-12-03)Jan 31, 2025 · Advisor changed firm · fact
- Arthur William Wernecke (Secretary-Treasurer) no longer on Schedule A of Pegasus Partners (listed 2023-03-27, absent 2024-03-26)Mar 26, 2024 · Control person left · inference
- Pegasus Partners reported RAUM $3.1B, up 26% from $2.5B (2023-03-27 to 2024-03-26)Mar 26, 2024 · RAUM change · derived
- 2 advisors left Pegasus Partners (Mequon, WI) for Lido on the same dayJan 2, 2024 · Team lift-out · derived
- Kayla Suzanne Schneider left Pegasus Partners for Lido (registered 2024-12-04)Jan 2, 2024 · Advisor changed firm · fact
- Katherine Ann Wohlt left Pegasus Partners for Lido (registered 2025-03-19)Jan 2, 2024 · Advisor changed firm · fact
- Thomas Matthew Haas (Chief Operating Officer) no longer on Schedule A of Pegasus Partners (listed 2020-08-06, absent 2021-03-24)Mar 24, 2021 · Control person left · inference
- Pegasus Partners reported RAUM $1.8B, up 27% from $1.4B (2019-11-12 to 2020-03-10)Mar 10, 2020 · RAUM change · derived
- Thomas John Kennedy (Chief Compliance Officer) no longer on Schedule A of Pegasus Partners (listed 2019-02-25, absent 2019-11-12)Nov 12, 2019 · Control person left · inference
- Edward Eric Conner (Chief Compliance Officer) appeared on Schedule A of Pegasus PartnersNov 12, 2019 · Control person joined · fact
- Pegasus Partners filed its initial SEC registration (Form ADV)Feb 23, 2015 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- Pegasus Partners · Private Equityshared crd · intermediary
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026