DFX Intelligence
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Registered advisor
D••••• A• S•••••
Certified Financial Planner
Feed of 09/14/2026
At current firm
13 y
since Mar 5, 2013
In the industry
17 y
since Jan 1, 2009 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- T•• S••••••• G••••• I••• state registered currentsince Mar 5, 2013 · Lafayette, In
- C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliatedApr 1, 2009 to Dec 31, 2022 · Lafayette, In
Moves
a registration end followed by a registration begin elsewhere
- C•••••••• I••••••••• R••••••• A•••••••• I••• to T•• S••••••• G••••• I•••left Dec 31, 2022, registered Mar 5, 2013 (-3588 days) · Affiliated broker-dealer or bank to a state-registered adviser · moved with a team
Signals
- ••• LockedDec 31, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 17derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address