DFX Intelligence

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Former SEC-registered adviser

T•• S••••••• G••••• I•••

STATE REGISTEREDLafayette, IndianaCRD 166747website IAPD

Latest filing Mar 6, 2026

First filing on the tape Mar 6, 2026 · 1 filings

RAUM

$52.4M

reported, Item 5.F

Discretionary

0.0%

of RAUM

Private clients

32%

$16.5M individuals and HNW

Advisors

n/a

registered through the firm on IAPD

RAUM per advisor

n/a

derived; firm RAUM over IAPD count

Employees

2 advisory (5.B.1)

Offices

beyond the principal office

Private funds

reported on Schedule D

History

0 filings and snapshots on the tape

RAUM: no history

HNW client RAUM: no history

State-registered IARs (5.B.3): no history

Employees (5.A): no history

Private funds: no history

Practice profile

derived from the filing of Mar 6, 2026; every figure names its basis

RAUM per advisor: $26.2MderivedRAUM over IAPD advisors; not a book size
Clients per advisor: 15derivedindividual and HNW clients (5.D) over advisors
Average HNW client: $1.2MderivedHNW RAUM over HNW clients
Average account: $717,222derivedRAUM over accounts (5.F.2.f)
Discretionary: 0.0%derivedof RAUM
Institutional: unknownderivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor: 1.0derivedItem 5.A over advisors
Advisors per office: 2.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year: unknownderivedbetween the last two annual amendments
Advisor growth, one year: unknownderivedItem 5.B.3 between annual amendments
Client growth, one year: unknownderived
Compensation: percentage of assets, fixed feesreportedItem 5.E
Advisory activities: financial planning, portfolio management for individuals, pension consultingreportedItem 5.G
Wrap fee program: $15.5MreportedItem 5.I
Custody: $15.5M, 25 clientsreportedItem 9.A
Ownership: no PE, bank or public-company owner found on Schedule Aderived
Advisor book size: not public; not estimatedreported

Also answered yes on Form ADV

is an insurance broker or agent (6.A.6)
has discretionary authority over which securities are bought or sold (8.C.1)
receives research or other products from a broker-dealer, soft dollars (8.E)
has custody of client cash or bank accounts (9.A.1.a)
has custody of client securities (9.A.1.b)

Where the RAUM sits

Form ADV Item 5.D, latest filing

Individuals$9.3M56%
High-net-worth individuals$7.2M43%
Pension and profit-sharing plans$143,0030.9%

Individual clients: 23reported
HNW clients: 6reported
Pension plan clients: n/areported
Charitable clients: n/areported
Accounts: 73reported
Financial planning clients: 1-10reported
Wrap fee programs: $15.5M sponsored, $0 managedreported
Custody of client assets: $15.5M for 25 clientsreported
Compensation: % of AUM, fixedreported
Class basis: on the IAPD state feed, not SEC-registeredderived

Advisors registered through the firm

2 on IAPD today, longest tenure first

Name	Branch	Here since	In industry	Prior firms
E••••• M•••• S•••••••Certified Financial Planner	Lafayette, In	Mar 5, 2013	26 y	2
D••••• A• S•••••Certified Financial Planner	Lafayette, In	Mar 5, 2013	17 y	1

Advisor movement

Left, latest

none on the tape

Joined, latest

E••••• M•••• S••••••• from C•••••••• I••••••••• R••••••• A•••••••• I•••
Mar 5, 2013 · Affiliated broker-dealer or bank to a state-registered adviser
D••••• A• S••••• from C•••••••• I••••••••• R••••••• A•••••••• I•••
Mar 5, 2013 · Affiliated broker-dealer or bank to a state-registered adviser

Every departure Every arrival

Teams: two or more advisors moving together within fourteen days, from one state

2 joined from C•••••••• I••••••••• R••••••• A•••••••• I•••
Dec 31, 2022 · Lafayette, In

Teams out Teams in

Private funds

No private fund reported.

Owners and control persons

Schedule A and B, latest filing

No Schedule A on the extract for this adviser.

Related persons

Schedule D 7.A

No related person reported.

Office movement

IAPD branch city; joins and departures in 12 months

Office	Advisors	Joined	Left	Teams out	Forming
Lafayette, In · principal	2	0	0

Offices

Schedule D 1.F, the 25 largest

No branch office listed.

What changed

consecutive filings, newest first

One filing, no change to show.

Signals

1 dated events

2 advisors left C•••••••• I••••••••• R••••••• A•••••••• I••• (Lafayette, IN) for T•• S••••••• G••••• I••• on the same day
Dec 31, 2022 · Team lift-out · derived

Across DFX

shared identifiers only, never a name match

No identifier-backed link to the venture, private equity, family office or sponsor graphs.

How to reach

public business contact points only, each with its source

Website: S•••••••GROUP.COMreportedpublic record, Form ADV, Mar 6, 2026
Principal office phone: 765-807-0683reportedpublic record, Form ADV, Mar 6, 2026

Provenance

Form ADV: SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors: IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class: STATE REGISTEREDderiveda rule over Items 5.D and 7.A
RAUM per advisor: n/aderivedfirm RAUM over the IAPD count; not a book size
Loaded: Sep 15, 2026