RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••••• A•••••
- P••••• S••••• C•••••• M••••••••• L•• asset manager currentsince Jun 16, 2021 · Mission Woods, Ks
- W•••••• • R••• formerJan 30, 2014 to Apr 7, 2021 · Overland Park, Ks
- E•••••••• A•••••••• L•• national BDJun 15, 2009 to Aug 1, 2012 · Overland Park, Ks
- W•••••• • R••• to P••••• S••••• C•••••• M••••••••• L••left Apr 7, 2021, registered Jun 16, 2021 (70 days) · Other
- E•••••••• A•••••••• L•• to W•••••• • R•••left Aug 1, 2012, registered Jan 30, 2014 (547 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Asset manager (funds and pooled vehicles)derived
- Years in industry
- 17derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address