DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Palmer Square Capital Management LLC
Latest filing Aug 18, 2026
First filing on the tape Mar 13, 2012 · 44 filings
SEC status approved since Jan 3, 2011
RAUM
$26B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
1.4%
$365M individuals and HNW
Advisors
3
registered through the firm on IAPD
RAUM per advisor
$8.5B
derived; firm RAUM over IAPD count
Employees
76
33 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
62
reported on Schedule D
History
44 filings and snapshots on the tape
RAUM$26B as of Aug 18, 2026
Mar 13, 2012$341M then
HNW client RAUM$365M as of Aug 18, 2026
Mar 29, 2018$67.1M then
State-registered IARs (5.B.3)3 as of Aug 18, 2026
Mar 28, 20132 then
Employees (5.A)76 as of Aug 18, 2026
Mar 28, 20138 then
Private funds62 as of Aug 18, 2026
Mar 13, 20125 then
RAUM -5.5% over the last fiscal year+7.2% a year over threeIARs 2 to 3
Practice profile
derived from the filing of Aug 18, 2026; every figure names its basis
- RAUM per advisor
- $8.5BderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $7.8MderivedHNW RAUM over HNW clients
- Average account
- $161MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 2.9%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 25.3derivedItem 5.A over advisors
- Advisors per office
- 1.0derived3 offices incl. principal (1.F.5)
- RAUM growth, one year
- -5.5%derivedbetween the last two annual amendments
- Advisor growth, one year
- +50%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehicles, portfolio management for investment companies, selection of other advisers, otherreportedItem 5.G
- Custody
- $4.5B, 12 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- an independent public accountant performs a surprise examination (9.C.1)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$21B84%
- Investment companies$2.3B8.8%
- Corporations and businesses$741M2.9%
- High-net-worth individuals$365M1.4%
- Charitable organizations$350M1.4%
- Pension and profit-sharing plans$201M0.8%
- Insurance companies$185M0.7%
- Individual clients
- n/areported
- HNW clients
- 47reported
- Pension plan clients
- 2reported
- Charitable clients
- 12reported
- Accounts
- 159reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $4.5B for 12 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.01 fund_share=0.93 institutional_share=0.03 related_bd=false related_bank=true bd_reps=5.0derived
Advisors registered through the firm
3 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Christopher Dale Long | Mission Woods, Ks | Oct 31, 2011 | 19 y | 4 |
| Jarett Atkins | Mission Woods, Ks | Jun 16, 2021 | 17 y | 2 |
| Daniel Keith Bellchamber | Mission Woods, Ks | Mar 4, 2025 | 16 y | 1 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount2 left over 36 months
Left, latest
- Cameron Emmott to Neuberger Berman Bd LLCDec 2, 2024 · Other
- Anthony J Schuetz to Virtus Investment Advisers, LLCSep 23, 2024 · Other
- Richard Blake Briscoe to Kavar Capital Partners, LLCApr 20, 2020 · Other
Joined, latest
- Daniel Keith Bellchamber from Creative PlanningMar 4, 2025 · Other
- Cameron Emmott from Lord, Abbett & Co. LLCOct 23, 2024 · Other
- Anthony J Schuetz from Tortoiseecofin Investments Partners, LLCApr 19, 2024 · Other
- Jarett Atkins from Waddell & ReedJun 16, 2021 · Other
- Richard Blake Briscoe from Scout Investments, Inc.Jun 2, 2017 · Other
- Christopher Dale Long from Montage Investments, LLCOct 31, 2011 · Other
Private funds
81 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| Palmer Square Income Plus Fund LLC | Other Private Fund | $866M | 55 | Mar 26, 2020 |
| Palmer Square Clo 2021-3, Ltd. | Securitized Asset Fund | $801M | 10 | Mar 31, 2022 |
| Palmer Square Clo 2021-4, Ltd. | Securitized Asset Fund | $751M | 12 | Mar 31, 2022 |
| Palmer Square Opportunistic Credit Fund L.P. | Hedge Fund | $734M | 426 | Mar 29, 2016 |
| Palmer Square Clo 2015-1, Ltd | Securitized Asset Fund | $719M | 5 | Mar 29, 2016 |
| Palmer Square Clo 2024-2, Ltd. | Securitized Asset Fund | $598M | 9 | Nov 22, 2024 |
| Palmer Square Clo 2021-2, Ltd. | Securitized Asset Fund | $550M | 8 | Mar 31, 2022 |
| Palmer Square Clo 2024-1, Ltd. | Securitized Asset Fund | $550M | 10 | May 30, 2024 |
| Palmer Square Loan Funding 2024-1, Ltd. | Securitized Asset Fund | $550M | 9 | Nov 22, 2024 |
| Palmer Square Clo 2022-1, Ltd. | Securitized Asset Fund | $502M | 7 | Mar 1, 2023 |
| Palmer Square Clo 2022-4, Ltd. | Securitized Asset Fund | $502M | 8 | Mar 1, 2023 |
| Palmer Square Clo 2022-2, Ltd. | Securitized Asset Fund | $501M | 8 | Mar 1, 2023 |
| Palmer Square Clo 2023-4, Ltd. | Securitized Asset Fund | $501M | 13 | Feb 28, 2024 |
| Palmer Square Loan Funding 2023-2, Ltd. | Securitized Asset Fund | $500M | 13 | Feb 28, 2024 |
| Palmer Square Clo 2024-3, Ltd. | Securitized Asset Fund | $499M | 8 | Nov 22, 2024 |
| Palmer Square Clo 2023-3, Ltd. | Securitized Asset Fund | $498M | 9 | Feb 28, 2024 |
| Palmer Square Clo 2021-1, Ltd. | Securitized Asset Fund | $475M | 8 | Mar 31, 2021 |
| Palmer Square Loan Funding 2022-4, Ltd. | Securitized Asset Fund | $475M | 10 | May 25, 2023 |
| Palmer Square Clo 2018-2, Ltd | Securitized Asset Fund | $473M | 15 | Oct 15, 2013 |
| Palmer Square Ultra-Short Duration Investment Grade Fund, LLC | Other Private Fund | $468M | 84 | Mar 28, 2013 |
| Palmer Square Clo 2020-1, Ltd.no longer reported | Securitized Asset Fund | $451M | 9 | Mar 26, 2020 |
| Palmer Square Clo 2018-3, Ltd | Securitized Asset Fund | $444M | 20 | Mar 28, 2019 |
| Palmer Square Loan Funding 2022-3, Ltd. | Securitized Asset Fund | $431M | 16 | Mar 1, 2023 |
| Palmer Square Loan Funding 2021-2, Ltd. | Securitized Asset Fund | $431M | 14 | Mar 31, 2022 |
| Palmer Square Loan Funding 2023-1, Ltd. | Securitized Asset Fund | $429M | 11 | Aug 25, 2023 |
| Palmer Square Clo 2018-1, Ltd | Securitized Asset Fund | $423M | 15 | Mar 28, 2019 |
| Palmer Square Clo 2015-2, Ltd | Securitized Asset Fund | $420M | 5 | Mar 29, 2016 |
| Palmer Square Clo 2023-1, Ltd. | Securitized Asset Fund | $401M | 8 | May 25, 2023 |
| Palmer Square Clo 2020-2, Ltd.no longer reported | Securitized Asset Fund | $401M | 4 | Mar 31, 2021 |
| Palmer Square Clo 2023-2, Ltd. | Securitized Asset Fund | $401M | 10 | Aug 25, 2023 |
| Palmer Square Clo 2019-1, Ltd. | Securitized Asset Fund | $399M | 11 | Mar 26, 2020 |
| Guilford Capital Credit III L.P. | Hedge Fund | $334M | 362 | Nov 28, 2023 |
| Palmer Square Loan Funding 2020-3, Ltd.no longer reported | Securitized Asset Fund | $333M | 7 | Mar 31, 2021 |
| Palmer Square Clo 2014-1, Ltd | Securitized Asset Fund | $307M | 29 | Mar 31, 2014 |
| Palmer Square Credit Funding, 2019-1, Ltd. | Securitized Asset Fund | $307M | 5 | Mar 26, 2020 |
| Palmer Square Loan Funding 2018-2, Ltdno longer reported | Securitized Asset Fund | $285M | 7 | Mar 28, 2019 |
| Palmer Square Loan Funding 2018-1, Ltdno longer reported | Securitized Asset Fund | $279M | 11 | Mar 28, 2019 |
| Palmer Square Opportunistic Credit Fund U.S. LLCno longer reported | Hedge Fund | $271M | 252 | Mar 28, 2013 |
| Palmer Square Loan Funding 2019-1, Ltd.no longer reported | Securitized Asset Fund | $247M | 11 | Mar 26, 2020 |
| Palmer Square Loan Funding 2018-3, Ltdno longer reported | Securitized Asset Fund | $235M | 7 | Mar 28, 2019 |
Owners and control persons
Schedule A and B, latest filing
- Andrew Scott Betz · Chief Operating Officercontrolsince 03/2018 · owns less than 5%
- Renee Stacy Brice · Chief Compliance Officercontrolsince 03/2021 · owns less than 5%
- Doerr Jeffrey Fox · Presidentcontrolsince 03/2020 · owns less than 5%
- Knighton Angie Long · Chief Investment Officercontrolsince 02/2011 · owns less than 5%
- Dale Christopher Long · Chief Executive Officercontrolsince 12/2009 · owns less than 5%
- Knighton Angie Long · Trusteecontrolsince 10/2019 · owns F of Angie K. Long Irrevocable Trust
- Dale Christopher Long · Trusteecontrolsince 01/2020 · owns F of Christopher D. Long Irrevocable Trust
- Lee Matthew Bloomfield · Trusteesince 12/2021 · owns less than 5%
Entity owners
- Palmer Square Holdings, LLC · Managing Memberdirect · owns 50% to 75%
- Angie K. Long Irrevocable Trust · Memberindirect · owns 50% to 75% of Palmer Square Holdings, LLC
- Christopher D. Long Irrevocable Trust · Memberindirect · owns 25% to 50% of Palmer Square Holdings, LLC
- Matthew L. Bloomfield Irrevocable Trust · Memberdirect · owns 5% to 10%
Related persons
Schedule D 7.A
- Palmer Square Bdc Advisor LLCinvestment adviseryRAUM $1.2B
- Palmer Square Capital Advisors LLCbankpooled vehicle sponsory
- Palmer Square Europe Capital Management LLCinvestment adviseryRAUM $9.2B
- Palmer Square Opportunistic Credit Fund Gp LLCpooled vehicle sponsory
- Palmer Square Private Credit Management LLCinvestment adviseryRAUM $77.2M
Advisers that list Palmer Square Capital Management LLC as a related person
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Mission Woods, Ks · principal | 3 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- London, United Kingdom7 employees
- , 2 employees
What changed
consecutive filings, newest first
- Private funds · 61 to 62May 19, 2026 to Aug 18, 2026
- Private funds · 60 to 61Mar 31, 2026 to May 19, 2026
- Accounts · 152 to 159Feb 17, 2026 to Mar 31, 2026
- BD registered reps · 4 to 5Feb 17, 2026 to Mar 31, 2026
- Charity clients · 9 to 12Feb 17, 2026 to Mar 31, 2026
- Corporate clients · 5 to 12Feb 17, 2026 to Mar 31, 2026
- HNW clients · 29 to 47Feb 17, 2026 to Mar 31, 2026
- Pooled vehicle clients · 65 to 74Feb 17, 2026 to Mar 31, 2026
- Assets in custody · $3.9B to $4.5BFeb 17, 2026 to Mar 31, 2026
- Employees · 71 to 76Feb 17, 2026 to Mar 31, 2026
- State-registered IARs · 2 to 3Feb 17, 2026 to Mar 31, 2026
- Discretionary RAUM · $27B to $26BFeb 17, 2026 to Mar 31, 2026
- HNW RAUM · $1.4B to $365MFeb 17, 2026 to Mar 31, 2026
- Pension RAUM · $202M to $201MFeb 17, 2026 to Mar 31, 2026
- Pooled vehicle RAUM · $23B to $21BFeb 17, 2026 to Mar 31, 2026
- RAUM · $27B to $26BFeb 17, 2026 to Mar 31, 2026
- Private funds · 58 to 60Nov 18, 2025 to Feb 17, 2026
- Private funds · 55 to 58Aug 19, 2025 to Nov 18, 2025
- Private funds · 54 to 55May 20, 2025 to Aug 19, 2025
- Financial planning clients · unset to Mar 28, 2025 to May 20, 2025
- Private funds · 52 to 54Mar 28, 2025 to May 20, 2025
- Accounts · 149 to 152Feb 21, 2025 to Mar 28, 2025
- Advisory employees · 28 to 33Feb 21, 2025 to Mar 28, 2025
- BD registered reps · 8 to 4Feb 21, 2025 to Mar 28, 2025
- Charity clients · 10 to 9Feb 21, 2025 to Mar 28, 2025
- Corporate clients · 8 to 5Feb 21, 2025 to Mar 28, 2025
- Pension plan clients · unset to 2.0Feb 21, 2025 to Mar 28, 2025
- Pooled vehicle clients · 61 to 65Feb 21, 2025 to Mar 28, 2025
- Assets in custody · $3.2B to $3.9BFeb 21, 2025 to Mar 28, 2025
- Employees · 56 to 71Feb 21, 2025 to Mar 28, 2025
- State-registered IARs · 4 to 2Feb 21, 2025 to Mar 28, 2025
- Private funds · 57 to 52Feb 21, 2025 to Mar 28, 2025
- Discretionary RAUM · $23B to $27BFeb 21, 2025 to Mar 28, 2025
- HNW RAUM · $868M to $1.4BFeb 21, 2025 to Mar 28, 2025
- Pension RAUM · $188M to $202MFeb 21, 2025 to Mar 28, 2025
- Pooled vehicle RAUM · $19B to $23BFeb 21, 2025 to Mar 28, 2025
- RAUM · $23B to $27BFeb 21, 2025 to Mar 28, 2025
- Private funds · 55 to 57Nov 22, 2024 to Feb 21, 2025
- Private funds · 52 to 55Aug 29, 2024 to Nov 22, 2024
- Private funds · 51 to 52May 30, 2024 to Aug 29, 2024
Signals
9 dated events
- Cameron Emmott left Palmer Square Capital Management Llc for Neuberger Berman Bd Llc (registered 2025-03-05)Dec 2, 2024 · Advisor changed firm · fact
- Anthony J Schuetz left Palmer Square Capital Management Llc for Virtus Investment Advisers, Llc (registered 2025-05-08)Sep 23, 2024 · Advisor changed firm · fact
- Palmer Square Capital Management Llc reported RAUM $17.3B, up 26% from $13.8B (2022-01-06 to 2022-03-31)Mar 31, 2022 · RAUM change · derived
- Palmer Square Capital Management Llc reported RAUM $13.8B, up 35% from $10.2B (2021-01-26 to 2021-03-31)Mar 31, 2021 · RAUM change · derived
- Renee Stacy Brice (Chief Compliance Officer) appeared on Schedule A of Palmer Square Capital Management LlcMar 31, 2021 · Control person joined · fact
- Doerr Jeffrey Fox (President) appeared on Schedule A of Palmer Square Capital Management LlcMar 26, 2020 · Control person joined · fact
- Lee Matthew Bloomfield (Managing Director/Portfolio Manager) appeared on Schedule A of Palmer Square Capital Management LlcMay 15, 2019 · Control person joined · fact
- Palmer Square Capital Management Llc reported RAUM $8.7B, up 75% from $5.0B (2018-12-19 to 2019-01-18)Jan 18, 2019 · RAUM change · derived
- Christopher Martin Bicknell (Elected Manager) no longer on Schedule A of Palmer Square Capital Management Llc (listed 2018-12-19, absent 2019-01-18)Jan 18, 2019 · Control person left · inference
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- LINKEDIN.COM/COMPANY/PALMER-SQUARE-CAPITALreportedpublic record, Form ADV, Sep 18, 2026
- Website
- PALMERSQUARECAP.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 816-994-3200reportedpublic record, Form ADV, Aug 18, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- $8.5Bderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026