DFX Intelligence

RIA Intelligence

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

Registered advisor

J••• G••••

C••••••• S••••••••• I•••BD affiliatedStow, Oh dual registrantIAPD 5635293

Feed of 09/15/2026

Also filed as J••• Michael G••••

At current firm

3 y

since Nov 27, 2022

In the industry

14 y

since Apr 16, 2012 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

C••••••• S••••••••• I••• BD affiliated current
since Nov 27, 2022 · Alliance, Oh
L•• F•••••••• L•• BD affiliated
May 19, 2022 to Nov 25, 2022 · Cleveland, Oh
C••••••• S••••••••• I••• BD affiliated
Jul 26, 2018 to May 23, 2022 · Cuyahoga Falls, Oh
F•••• T•••• S••••••••• I••• BD affiliated
May 29, 2018 to Jul 27, 2018 · Hudson, Oh
N••••••••• M••••• I••••••••• S••••••••• no RAUM
Jan 11, 2016 to Dec 12, 2016 · Cleveland, Oh
P•• W••••• M••••••••• BD affiliated
Oct 28, 2013 to Jan 30, 2015 · Cleveland, Oh
M•• I•••••••• S•••••••• L•• BD affiliated
Apr 16, 2012 to Jul 24, 2013 · Cleveland, Oh

Moves

a registration end followed by a registration begin elsewhere

L•• F•••••••• L•• to C••••••• S••••••••• I•••
left Nov 25, 2022, registered Nov 27, 2022 (2 days) · RIA to affiliated broker-dealer or bank
C••••••• S••••••••• I••• to L•• F•••••••• L••
left May 23, 2022, registered May 19, 2022 (-4 days) · Affiliated broker-dealer or bank to independent RIA
F•••• T•••• S••••••••• I••• to C••••••• S••••••••• I•••
left Jul 27, 2018, registered Jul 26, 2018 (-1 days) · Affiliated broker-dealer or bank to another
N••••••••• M••••• I••••••••• S••••••••• to F•••• T•••• S••••••••• I•••
left Dec 12, 2016, registered May 29, 2018 (533 days) · Other
P•• W••••• M••••••••• to N••••••••• M••••• I••••••••• S•••••••••
left Jan 30, 2015, registered Jan 11, 2016 (346 days) · Other
M•• I•••••••• S•••••••• L•• to P•• W••••• M•••••••••
left Jul 24, 2013, registered Oct 28, 2013 (96 days) · Other

Signals

J••• G•••• left L•• F•••••••• L•• for C••••••• S••••••••• I••• (registered 2022-11-27)
Nov 25, 2022 · Advisor changed firm · fact
J••• G•••• left C••••••• S••••••••• I••• for L•• F•••••••• L•• (registered 2022-05-19)
May 23, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 14derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address